Lila J. Anderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lila June Anderson, who also goes by Lila J Anderson, Lila June Gilliam, was a registered financial professional .
Lila is a previously registered financial professional and started their career in finance in 2002. Lila had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 24, Series 27 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 2023 - December 23, 2024
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
September 18, 2023 - December 23, 2024
RAYMOND JAMES & ASSOCIATES, INC.
September 13, 2023 - December 23, 2024
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 13, 2023 - December 23, 2024
RAYMOND JAMES & ASSOCIATES, INC.
October 2, 2015 - August 24, 2023
BANCWEST INVESTMENT SERVICES, INC.
May 14, 2015 - September 7, 2023
BANCWEST INVESTMENT SERVICES, INC.
January 22, 2010 - January 10, 2011
SECURITIES AMERICA ADVISORS, INC.
January 21, 2010 - January 10, 2011
SECURITIES AMERICA, INC.
December 19, 2007 - June 18, 2009
TD AMERITRADE CLEARING, INC.
October 31, 2006 - June 18, 2009
TD AMERITRADE, INC.
April 22, 2006 - June 18, 2009
TD AMERITRADE, INC.
October 22, 2002 - April 22, 2006
TD AMERITRADE CLEARING, INC.
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
