Susan K. Schenk
Professional summary
Susan K Schenk, who also goes by Susan Kay Danielson, Susan Danielson, Susan Schenk, Susan Kay Schenk, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Farmington, Minnesota.
Susan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Susan has worked at 10 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Susan K Schenk's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Susan K Schenk's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 14, 2023 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #2: 600 Portland Ave S, Minneapolis, MN 55415December 7, 2023 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 600 Portland Ave S, Minneapolis, MN 55415May 11, 2020 - June 5, 2023
THRIVENT INVESTMENT MANAGEMENT INC.
May 11, 2020 - June 5, 2023
THRIVENT INVESTMENT MANAGEMENT INC.
July 30, 2018 - April 26, 2019
U.S. BANCORP INVESTMENTS, INC.
July 25, 2018 - April 26, 2019
U.S. BANCORP INVESTMENTS, INC.
April 3, 2014 - November 7, 2016
RBC CAPITAL MARKETS, LLC
April 29, 2013 - December 24, 2013
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
April 24, 2013 - December 23, 2013
LPL FINANCIAL LLC
August 28, 2012 - February 11, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
June 28, 2012 - February 11, 2013
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
December 10, 2007 - July 3, 2012
THRIVENT INVESTMENT MANAGEMENT INC.
November 28, 2006 - June 14, 2007
ALLY SECURITIES LLC
December 6, 2005 - October 26, 2006
USALLIANZ SECURITIES, INC.
August 13, 2003 - June 22, 2005
IDS LIFE INSURANCE COMPANY
August 13, 2003 - June 22, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
April 24, 2000 - October 22, 2001
IDS LIFE INSURANCE COMPANY
April 24, 2000 - October 22, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
October 20, 1998 - March 1, 2000
IDS LIFE INSURANCE COMPANY
October 20, 1998 - March 1, 2000
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/7/2023)
(12/14/2023)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
