AS
Aaron Slater
STATE FARM INVESTMENT MANAGEMENT
COLUMBIA, MD 21046
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CRD#: 2995622
AS
Professional summary
Aaron Slater JR is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Columbia, Maryland and STATE FARM VP MANAGEMENT CORP. located in Owings Mills, Maryland.
Aaron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Aaron has worked at 2 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) BALTIMORE COUNTY PUBLIC LIBRARY; NON-INVESTMENT-RELATED; 320 YORK ROAD , TOWSON, MD 21204; Membership/Civic/Fraternal Organization; LIBRARY SYSTEM HAS NINETEEN BRANCHES, ALMOST A HALF MILLION REGISTERED USERS, AND OVER TEN MILLION LOANS PER YEAR; BOARD MEMBER 0%; 7/1/14;HAS OVERALL RESPONSIBILITY FOR THE MANAGEMENT OF THE LIBRARY SYSTEM, FOR STRATEGIC PLANNING, SERVES AS LIAISON TO THE COUNTY AND STATE GOVERNMENT AND IS ACCOUNTABLE TO THE BOARD OF LIBRARY TRUSTEES; 8 HRS/MO; 2 HRS/MO. 2) Radiant Consulting; non-investment-related; 5 Esther Ann Way, Reisterstown, MD 21136; Other; Help mainstream developmentally challenged into the community; Owner/President/100%; 12/01/2015; 15hr/mo 0hr/mo; Business planning, hire management personal, assign roles and responsibilities 3) UCM Foundation Board; 1400 Wards Edward MO 64093; The UCM Foundation Board is an organization that oversees money raised in support of the University for the purposes scholarships, Faculty Development, Facilities and Equipment and Research projects.; Board Member; 06/01/2021; 3;0 4) Aaron Slater's Insurance Agency; Insurance Agency; Investment-related; 9881 Brokenlnd Pkwy Ste 306 Columbia, MD 21046-3021; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 2/1/2013; 80; 80; Service customers and supervise employees 5) Carlson Advisory & Wealth Management;10025 Governor Warfield Parky Ste 209, Columbia, MD 21044; 06/02/2022 more information to come 6) AJSlater Enterprise, LLC; Investment-related; 5 Esther Ann Way Reisterstown MD 21136; Other; Partner; President; 03/01/2023; 3; 12; Real Estate, Purchase real estate with my adult children, Alexandria and Aaron ; 5 Esther Ann Way, Reisterstown, MD 21136; 11/01/2019;Partner; 30;0;Partner 8)Aaron Slater Jr - Property #2 (Personally Held Real Estate); investment-related; ; 5 Esther Ann Way, Reisterstown, MD 21136; 10/01/2023;Partner; 0;0;Partner. 9)Aaron Slater Jr - Property #3 (Personally Held Real Estate); investment-related; ; 7812 Contour Dr St Louis MO 63121; 01/01/2021;Partner; 0;0;Partner.
CRS (Client Relationship Summary) - RIA
Click below to view Aaron Slater JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 9, 2023 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 9881 Broken Land Parkway Suite 306, Columbia, MD 21046RIA
CRD#: 3487
COLUMBIA, MD
Current
March 23, 1998 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 400 Redland Court Suite 110, Owings Mills, MD 21117BD
CRD#: 43036
Owings Mills, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
District of Columbia(3/3/2011)
IAR
District of Columbia(1/9/2024)
RR
Maryland(12/17/2003)
IAR
Maryland(6/9/2023)
RR
Virginia(7/1/2020)
IAR
Virginia(6/9/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
