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JI

James V. Isbell

PERCENT SECURITIES
New York, NY 10022
Some features on this profile are disabled
CRD#: 2995426
JI

Professional summary

James Vincent Isbell, who also goes by James VIncent Isbell, is a registered financial professional currently at PERCENT SECURITIES, LLC located in New York, New York.

James is registered as a RR (Registered Representative) and started their career in finance in 1998. James has worked at 10 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

James Vincent Isbell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Vincent Isbell's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 19, 2025 - Present

PERCENT SECURITIES, LLC

Office #1: 145 East 57th Street, New York, NY 10022
BD
CRD#: 314782
New York, NY
Past

July 25, 2024 - December 16, 2025

J. ALDEN ASSOCIATES, INC.

BD
CRD#: 40002
WAYNE, PA
Past

April 1, 2021 - August 8, 2024

GP NURMENKARI INC.

BD
CRD#: 153480
NORWALK, CT
Past

May 27, 2020 - March 18, 2021

FNEX CAPITAL, LLC

BD
CRD#: 166316
INDIANAPOLIS, IN
Past

January 3, 2008 - July 12, 2017

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

BD
CRD#: 40178
DENVER, CO
Past

January 20, 2006 - January 4, 2008

NATIONWIDE INVESTMENT SERVICES CORPORATION

BD
CRD#: 7110
COLUMBUS, OH
Past

January 14, 2005 - October 13, 2005

GLOBAL ATLANTIC DISTRIBUTORS, LLC

BD
CRD#: 8326
HARTFORD, CT
Past

January 8, 2002 - January 10, 2005

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

BD
CRD#: 40178
FRANKLIN, TN
Past

June 4, 2001 - December 21, 2001

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
ST. LOUIS, MO
Past

April 7, 2000 - June 1, 2001

GLOBAL ATLANTIC DISTRIBUTORS, LLC

BD
CRD#: 8326
HARTFORD, CT
Past

July 30, 1999 - March 27, 2000

CUNA BROKERAGE SERVICES, INC.

BD
CRD#: 13941
WAVERLY, IA
Past

January 20, 1998 - July 21, 1999

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
PHILADELPHIA, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(1/5/2026)
RR
New Jersey
(1/21/2026)
RR
Pennsylvania
(1/5/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 7/17/2020
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 10/10/2001
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 7/12/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/11/1998
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 1/19/1998
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

PS
PERCENT SECURITIES, LLC
PERCENT SECURITIES, LLC

CRD#: 314782 / SEC#: , 8-70732

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
145 East 57th Street, New York, NY 10022
Mailing Address
145 East 57th Street, New York, NY 10022
Phone number
(646) 876-5141
Established
Delaware since 04/12/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CADENCE GROUP, INC.MANAGING MEMBER
EGAN, RICHARD CHRISTOPHERCHIEF COMPLIANCE OFFICER6571150
HAYES, SUSAN ANNFINANCIAL AND OPERATIONS PRINCIPAL & PRINCIPAL FINANCIAL OFFICER2856326
REDDY, PRATHUMNA TCHIEF EXECUTIVE OFFICER/PRESIDENT5564911
SHUMBERG, IVANA MFINANCIAL AND OPERATIONS PRINCIPAL & PRINCIPAL OPERATIONS OFFICER3167225

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PERCENT SECURITIES, LLC

CRD#: 314782New York, NY 10022

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