James V. Isbell
Professional summary
James Vincent Isbell, who also goes by James VIncent Isbell, is a registered financial professional currently at J. ALDEN ASSOCIATES, INC. located in Wayne, Pennsylvania.
James is registered as a RR (Registered Representative) and started their career in finance in 1998. James has worked at 9 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Vincent Isbell's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 25, 2024 - Present
J. ALDEN ASSOCIATES, INC.
Office #1: 37 West Ave Suite 301, Wayne, PA 19087April 1, 2021 - August 8, 2024
GP NURMENKARI INC.
May 27, 2020 - March 18, 2021
FNEX CAPITAL, LLC
January 3, 2008 - July 12, 2017
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
January 20, 2006 - January 4, 2008
NATIONWIDE INVESTMENT SERVICES CORPORATION
January 14, 2005 - October 13, 2005
GLOBAL ATLANTIC DISTRIBUTORS, LLC
January 8, 2002 - January 10, 2005
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
June 4, 2001 - December 21, 2001
A. G. EDWARDS & SONS, INC.
April 7, 2000 - June 1, 2001
GLOBAL ATLANTIC DISTRIBUTORS, LLC
July 30, 1999 - March 27, 2000
CUNA BROKERAGE SERVICES, INC.
January 20, 1998 - July 21, 1999
TRANSAMERICA FINANCIAL ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/25/2024)
(7/26/2024)
(7/25/2024)
(7/26/2024)
(8/9/2024)
(7/30/2024)
(7/25/2024)
(7/26/2024)
Exams
FINRA
Current Firm
J. ALDEN ASSOCIATES, INC.
CRD#: 40002 / SEC#: , 8-48938
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CALFO, LEE ALBERT | CEO, PRINCIPAL, RESEARCH PRINCIPAL | 4782334 |
| CASTLE CREEK LAUNCHPAD FUND I, LP | SHAREHOLDER | |
| SMITH, KENNETH RICHARD | PRINCIPAL, CHIEF COMPLIANCE OFFICER, MUNICIPAL SECURITIES PRINCIPAL, AMLCO | 2300203 |
| ENGELBACH, PETER ALDEN | PRESIDENT, PRINCIPAL, OPTIONS PRINCIPAL | 201177 |
| KINZER, CAROL ANN | FINOP | 4519471 |
Disclosures
| Regulatory Event | 3 |
| Civil Event | 1 |
Red Flags
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