JV
Jean R. Victor
EMPOWER ADVISORY GROUP
Maplewood, NJ
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CRD#: 2994960
JV
Professional summary
Jean R Victor, who also goes by Jean Ralph VIctor, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Maplewood, New Jersey and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Jean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Jean has worked at 9 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jean Ralph Victor
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of Outside Business:Jefferson Condominium Association; Investment Related:No; Address of Outside Business:Maplewood NJ; Nature of Outside Business:Board member/Officer; Position:Vice President; Start Date:11/1/2018; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: I sit on the board of the Jefferson Condominium Association in a volunteer capacity. We meet about twice a year to discuss the overall health of the association. I do not receive any form of compensation. Name of Outside Business:Online eCommerce; Investment Related:No Address of Outside Business:Maplewood NJ; Nature of Outside Business: Online Reselling; Position: Co-Owner; Start Date:09/1/2022; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: My wife and I resell gently used clothing and accessories through various online platforms.
CRS (Client Relationship Summary) - RIA
Click below to view Jean R Victor's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 25, 2023 - Present
EMPOWER ADVISORY GROUP, LLC
RIA
CRD#: 112058
Maplewood, NJ
Current
August 23, 2023 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E. Orchard Rd, Greenwood Village, CO 80111BD
CRD#: 13109
Greenwood Village, CO
Past
February 27, 2018 - August 2, 2021
TD AMERITRADE, INC.
RIA
CRD#: 7870
SHORT HILLS, NJ
Past
February 26, 2018 - August 2, 2021
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
Short Hills, NJ
Past
February 26, 2018 - August 2, 2021
TD AMERITRADE, INC.
BD
CRD#: 7870
SHORT HILLS, NJ
Past
June 30, 2017 - February 26, 2018
SCOTTRADE INVESTMENT MANAGEMENT
RIA
CRD#: 169988
SAINT LOUIS, MO
Past
December 20, 2011 - February 26, 2018
SCOTTRADE, INC.
BD
CRD#: 8206
MILLBURN, NJ
Past
October 25, 2007 - July 12, 2011
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
JERSEY CITY, NJ
Past
August 27, 1998 - June 5, 2007
TD AMERITRADE, INC.
BD
CRD#: 7870
JERSEY CITY, NJ
Past
August 7, 1998 - August 12, 1998
J. P. GIBBONS & CO., INC.
BD
CRD#: 38850
NEW YORK, NY
Past
April 3, 1998 - August 28, 1998
ANDREW GARRETT, INC.
BD
CRD#: 36250
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
RIA
Registered Investment Advisory firm - (11/22/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/18/2023)
RR
Alaska(9/29/2023)
RR
Arizona(9/22/2023)
RR
Arkansas(9/28/2023)
RR
California(9/13/2023)
RR
Connecticut(9/13/2023)
RR
Delaware(9/27/2023)
RR
Georgia(9/14/2023)
RR
Hawaii(10/24/2023)
RR
Idaho(9/13/2023)
RR
Illinois(9/25/2023)
RR
Indiana(9/18/2023)
RR
Iowa(9/18/2023)
RR
Kansas(9/15/2023)
RR
Kentucky(9/15/2023)
RR
Maine(9/13/2023)
RR
Massachusetts(9/13/2023)
RR
Michigan(9/15/2023)
RR
Minnesota(9/12/2023)
RR
Mississippi(9/15/2023)
RR
Missouri(9/12/2023)
RR
Montana(9/18/2023)
RR
Nebraska(9/18/2023)
RR
Nevada(9/19/2023)
RR
New Hampshire(9/18/2023)
RR
New Jersey(9/15/2023)
IAR
New Jersey(10/25/2023)
RR
New Mexico(9/18/2023)
RR
New York(9/18/2023)
RR
North Carolina(9/13/2023)
RR
North Dakota(9/18/2023)
RR
Oklahoma(9/19/2023)
RR
Oregon(9/15/2023)
RR
Pennsylvania(9/13/2023)
RR
Rhode Island(9/14/2023)
RR
South Carolina(9/19/2023)
RR
South Dakota(9/18/2023)
RR
Tennessee(9/19/2023)
RR
Texas(9/13/2023)
RR
Utah(9/13/2023)
RR
Vermont(9/15/2023)
RR
Virginia(9/18/2023)
RR
Washington(9/15/2023)
RR
West Virginia(9/18/2023)
RR
Wisconsin(9/14/2023)
RR
Wyoming(9/20/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/12/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
RIA
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Contact information
Main Address
8515 East Orchard Rd 4t2, Greenwood Village, CO 80111
Mailing Address
Phone number
(866) 575-4977
Established
Firm type
Fiscal year end
# of Employees
822
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
