Margaret M. Hatton-castellon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Margaret M Hatton-castellon, who also goes by Margaret M Castellon, Margaret M Hatton, was a registered financial professional .
Margaret is a previously registered financial professional and started their career in finance in 1998. Margaret had worked at 5 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 2013 - April 21, 2014
ESSEX NATIONAL SECURITIES, LLC
January 3, 2005 - February 7, 2012
CAPITAL ONE INVESTMENT SERVICES LLC
January 2, 2004 - January 3, 2005
GREENPOINT SECURITIES LLC
March 20, 2003 - January 2, 2004
ESSEX NATIONAL SECURITIES, LLC
May 1, 2002 - March 17, 2003
WAMU INVESTMENTS, INC.
January 29, 1998 - May 1, 2002
DIME SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ESSEX NATIONAL SECURITIES, LLC
CRD#: 25454 / SEC#: 801-70990, 8-41750
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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