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AT

Alvaro Torres

STONEX ADVISORS
MIAMI, FL 33131
Some features on this profile are disabled
CRD#: 2994297
AT

Professional summary

Alvaro Torres is a registered financial advisor currently at STONEX ADVISORS INC. located in Miami, Florida and STONEX SECURITIES INC. located in Miami, Florida.

Alvaro is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Alvaro has worked at 7 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 3, Series 7, Series 24, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alvaro Torres's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 23, 2020 - Present

STONEX ADVISORS INC.

Office #1: 333 Se 2nd Ave 21st Floor, Miami, FL 33131
RIA
CRD#: 174182
MIAMI, FL
Current

August 24, 2020 - Present

STONEX SECURITIES INC.

Office #1: 333 Se 2nd Ave 21st Floor, Miami, FL 33131
BD
CRD#: 18456
Miami, FL
Past

October 19, 2020 - October 20, 2020

STONEX ADVISORS INC.

RIA
CRD#: 174182
MIAMI, FL
Past

August 29, 2013 - February 3, 2017

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
NEW YORK, NY
Past

August 23, 2013 - February 3, 2017

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

October 1, 2012 - July 30, 2013

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
HOUSTON, TX
Past

October 1, 2012 - July 30, 2013

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
HOUSTON, TX
Past

February 29, 2012 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
HOUSTON, TX
Past

February 29, 2012 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
HOUSTON, TX
Past

January 1, 2010 - February 24, 2012

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
WEEHAWKEN, NJ
Past

January 1, 2010 - February 24, 2012

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

May 5, 2003 - January 1, 2010

UBS INTERNATIONAL INC.

RIA
CRD#: 107726
CORAL GABLES, FL
Past

June 3, 2002 - May 1, 2003

UBS INTERNATIONAL INC.

RIA
CRD#: 107726
CORAL GABLES, FL
Past

June 3, 2002 - January 1, 2010

UBS INTERNATIONAL INC.

BD
CRD#: 107726
HOUSTON, TX
Past

March 12, 1998 - June 1, 2002

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
CORAL GABLES, FL
Past

March 5, 1998 - June 3, 2002

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STONEX ADVISORS INC.
ABERDEEN FINANCIAL GROUP | WOYTOWICH WISLOSKI INVESTMENT GROUP | WOODEN INVESTMENTS | WINKLER HIZNAY & ASSOCIATES | WILLOWBY ADVISORS | WILLIAMS WEALTH MANAGEMENT | WEINBERG WEALTH MANAGEMENT | WEALTH MANAGEMENT SOLUTIONS | WAINWRIGHT LAVENTIS | WAHFELD WEALTH MANAGEMENT GROUP | TGI WEALTH MANAGEMENT | TEWKSBURY FINANCIAL LLC | SYNERGY WEALTH MANAGEMENT | STURM FINANCIAL SERVICES | STREET FINANICAL SERVICES | STRATEGIC FINANCIAL GROUP | STORMS AND ROWDON WEALTH MANAGEMENT | STONEX WEALTH MANAGEMENT | STONEX ADVISORS INC. | STONE FINANCIAL GROUP, LLC | STEVEN SMITH FINANCIAL | STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | SPARGER INVESTMENTS | SMART MONEY STRATEGIES, INC. | SI FINANCIAL ADVISORS | SA STONE INVESTMENT ADVISORS INC. | SA STONE INVESTMENT ADVISORS | ROSENTHAL FINANCIAL SERVICES, LLC | RON COITE & ASSOCIATES | ROBERTS WEALTH MANAGEMENT | RKB INVESTMENTS | RJ TINE ASSOCIATES LLC | RJ INVESTMENT SOLUTIONS | RIVER FINANCIAL SERVICES | RICHMOND FINANCIAL LLC | REGENCY FINANICAL GROUP, LLC | REDSTONE FINANCIAL ADVISORS | QUIRK INVESTMENTS | QUARRY LAKES FINANCIAL GROUP | PARTNERS FINANCIAL GROUP, LLC | PARAMOUNT WEALTH MANAGEMENT LLC | ONE SOURCE FINANCIAL GROUP | OLDE HICKORY FINANCIAL SERVICES, LLC | OAK CREST FINANCIAL PARTNERS LLC | NUFRIO WEALTH MANAGEMENT | NOVECK AND NOVECK, LLC | NEBEL FINANCIAL | MORRIS, SMITH & HAYDEN WEALTH MANAGEMENT | MORRIS SMITH WEALTH MANAGEMENT | MAX WEALTH MANAGEMENT | MANAGED LEGACY WEALTH COUNSEL | LIFESCOPE PLANNING AND INVESTMENT SERVICES | LG INVESTMENT SOLUTIONS, LLC | LEGACY INVESTMENT PLANNING | LANNIGAN SECURITIES | LANEY FINANCIAL | LANCE HOCUTT FINANCIAL GROUP | LAKE NORMAN ADVISORS LLC | KPJ FINANCIAL SERVICES | KLEMME FINANCIAL SERVICES | KEVIN DICK ASSET MANAGEMENT CO | KENNARD FINANCIAL SERVICES | KEITH FORD AND ASSOCIATES | KAIROS FINANCIAL MANAGEMENT | JUDSON SMITH WEALTH MANAGEMENT | INVESTMENT SECURITIES GROUP, INC. | INTEGRARISK CORP | INTEGRA FINANCIAL | IM WEALTH PARTNERS | HOVANIC WEALTH SOLUTIONS | HLM FINANCIAL SERVICES, INC. | HIZNAY & ASSOCIATES | HENRY WEALTH MANAGEMENT | HENDERSON FINANCIAL SERVICES | HEADWATER ASSET MANAGEMENT, LLC | HDA WEALTH MANAGEMENT LLC | HARADER FINANCIAL MANAGEMENT GROUP, LLC | GUARDIAN WEALTH FINANCIAL | GRUDZINSKI FINANCIAL SERVICES | GRANDVIEW WEALTH ADVISORS | GLS FINANCIAL CONSULTANTS, INC. | GEORGE STRATEGIC WEALTH | EMARK FINANCIAL | ELLEDGE, BAIN, SIDES, LLC | EAGLE CREEK WEALTH MANAGEMENT, LLC | DON LEDFORD ASSOCIATES, LLC | DILWORTH FINANCIAL SERVICES | DCP ASSET MANAGEMENT, LLC | CWT FINANCIAL | CRESS WEALTH STRATEGIES | COX FINANCIAL CORPORATION | CORLEY WEALTH MANAGEMENT | CONSERVATIVE CONCEPTS, INC. | COMPASS WEALTH MANAGEMENT, LLC | CHAD J. KARL | CAPITAL PLANNING ASSOCIATES | BUSSEY CAPITAL MANAGEMENT, LLC | BURLESON DAWKINS INC. | BLOOMING GLEN FINANCIAL | BAXTER ASSOCIATES, LLC | BARNEGAT FINANCIAL | BARKO FINANCIAL | AXIENT INVESTMENT ADVISORS, LLC | ATLAS PRIVATE WEALTH PARTNERS | AIM FINANCIAL FREEDOM | AFFILIATED FINANCIAL PLANNERS, LLC

CRD#: 174182 / SEC#: 801-80747

RIA
Registered Investment Advisory firm - (12/17/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(10/19/2020)
RR
Delaware
(12/18/2025)
RR
Florida
(10/20/2020)
IAR
Florida
(11/23/2020)
RR
New Jersey
(2/12/2026)
RR
New York
(10/22/2020)
RR
Texas
(10/21/2020)
RR
Virginia
(11/24/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/16/2020
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 3/30/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/17/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/3/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 10/4/2005
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 3/3/1998
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/29/2012
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 10
Date: 5/8/2001
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 4/30/2001
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA

Current Firm

SA
STONEX ADVISORS INC.
ABERDEEN FINANCIAL GROUP | WOYTOWICH WISLOSKI INVESTMENT GROUP | WOODEN INVESTMENTS | WINKLER HIZNAY & ASSOCIATES | WILLOWBY ADVISORS | WILLIAMS WEALTH MANAGEMENT | WEINBERG WEALTH MANAGEMENT | WEALTH MANAGEMENT SOLUTIONS | WAINWRIGHT LAVENTIS | WAHFELD WEALTH MANAGEMENT GROUP | TGI WEALTH MANAGEMENT | TEWKSBURY FINANCIAL LLC | SYNERGY WEALTH MANAGEMENT | STURM FINANCIAL SERVICES | STREET FINANICAL SERVICES | STRATEGIC FINANCIAL GROUP | STORMS AND ROWDON WEALTH MANAGEMENT | STONEX WEALTH MANAGEMENT | STONEX ADVISORS INC. | STONE FINANCIAL GROUP, LLC | STEVEN SMITH FINANCIAL | STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | SPARGER INVESTMENTS | SMART MONEY STRATEGIES, INC. | SI FINANCIAL ADVISORS | SA STONE INVESTMENT ADVISORS INC. | SA STONE INVESTMENT ADVISORS | ROSENTHAL FINANCIAL SERVICES, LLC | RON COITE & ASSOCIATES | ROBERTS WEALTH MANAGEMENT | RKB INVESTMENTS | RJ TINE ASSOCIATES LLC | RJ INVESTMENT SOLUTIONS | RIVER FINANCIAL SERVICES | RICHMOND FINANCIAL LLC | REGENCY FINANICAL GROUP, LLC | REDSTONE FINANCIAL ADVISORS | QUIRK INVESTMENTS | QUARRY LAKES FINANCIAL GROUP | PARTNERS FINANCIAL GROUP, LLC | PARAMOUNT WEALTH MANAGEMENT LLC | ONE SOURCE FINANCIAL GROUP | OLDE HICKORY FINANCIAL SERVICES, LLC | OAK CREST FINANCIAL PARTNERS LLC | NUFRIO WEALTH MANAGEMENT | NOVECK AND NOVECK, LLC | NEBEL FINANCIAL | MORRIS, SMITH & HAYDEN WEALTH MANAGEMENT | MORRIS SMITH WEALTH MANAGEMENT | MAX WEALTH MANAGEMENT | MANAGED LEGACY WEALTH COUNSEL | LIFESCOPE PLANNING AND INVESTMENT SERVICES | LG INVESTMENT SOLUTIONS, LLC | LEGACY INVESTMENT PLANNING | LANNIGAN SECURITIES | LANEY FINANCIAL | LANCE HOCUTT FINANCIAL GROUP | LAKE NORMAN ADVISORS LLC | KPJ FINANCIAL SERVICES | KLEMME FINANCIAL SERVICES | KEVIN DICK ASSET MANAGEMENT CO | KENNARD FINANCIAL SERVICES | KEITH FORD AND ASSOCIATES | KAIROS FINANCIAL MANAGEMENT | JUDSON SMITH WEALTH MANAGEMENT | INVESTMENT SECURITIES GROUP, INC. | INTEGRARISK CORP | INTEGRA FINANCIAL | IM WEALTH PARTNERS | HOVANIC WEALTH SOLUTIONS | HLM FINANCIAL SERVICES, INC. | HIZNAY & ASSOCIATES | HENRY WEALTH MANAGEMENT | HENDERSON FINANCIAL SERVICES | HEADWATER ASSET MANAGEMENT, LLC | HDA WEALTH MANAGEMENT LLC | HARADER FINANCIAL MANAGEMENT GROUP, LLC | GUARDIAN WEALTH FINANCIAL | GRUDZINSKI FINANCIAL SERVICES | GRANDVIEW WEALTH ADVISORS | GLS FINANCIAL CONSULTANTS, INC. | GEORGE STRATEGIC WEALTH | EMARK FINANCIAL | ELLEDGE, BAIN, SIDES, LLC | EAGLE CREEK WEALTH MANAGEMENT, LLC | DON LEDFORD ASSOCIATES, LLC | DILWORTH FINANCIAL SERVICES | DCP ASSET MANAGEMENT, LLC | CWT FINANCIAL | CRESS WEALTH STRATEGIES | COX FINANCIAL CORPORATION | CORLEY WEALTH MANAGEMENT | CONSERVATIVE CONCEPTS, INC. | COMPASS WEALTH MANAGEMENT, LLC | CHAD J. KARL | CAPITAL PLANNING ASSOCIATES | BUSSEY CAPITAL MANAGEMENT, LLC | BURLESON DAWKINS INC. | BLOOMING GLEN FINANCIAL | BAXTER ASSOCIATES, LLC | BARNEGAT FINANCIAL | BARKO FINANCIAL | AXIENT INVESTMENT ADVISORS, LLC | ATLAS PRIVATE WEALTH PARTNERS | AIM FINANCIAL FREEDOM | AFFILIATED FINANCIAL PLANNERS, LLC

CRD#: 174182 / SEC#: 801-80747

RIA
Registered Investment Advisory firm - (12/17/2014 Approved)
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Contact information

Main Address
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243
Mailing Address
Phone number
(800) 292-2411
Established
Firm type
Fiscal year end
# of Employees
220

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SAI ADV2A 121925 (12/22/2025)

Regulatory assets under management

Total Number of Accounts15,487
AUM (Assets Under Management)$ 5,092,884,780

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
01/28/2026
Cover Page
Report
03/27/2025
Cover Page
Report
02/27/2024
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STONEX ADVISORS INC.

CRD#: 174182Miami, FL 33131

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