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Christian Gabriel Stjohndennis

CRD# 2994077·Registered 1998 - 2000
Previously Registered: Being a previously registered professional could mean that Christian is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christian Gabriel Stjohndennis was a registered financial advisor. Christian was a previously registered financial professional and started their career in finance 1998 - 2000. Christian had worked at 2 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

WILSON HTM (USA) INC.·CRD# 42900
BD
New York, NY
September 29, 1998 - July 20, 2000
FIRST SECURITY INVESTMENTS, INC.·CRD# 24035
BD
Kingston, PA
January 30, 1998 - May 20, 1998

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Current Firm

WH
WILSON HTM (USA) INC.

WILSON HTM (USA) INC.

CRD#: 42900 / SEC#: 8-50064
BD
Terminated by SEC on 06/29/2001

Contact Information

Established

Delaware since 07/31/1996

Firm Type

Corporation

Fiscal Year End

June

Documents

Direct owners and executive officers

NamePositionCRD#
FRECKLE PTY LTD.SOLE SHAREHOLDER—
ATKINSON, NICHOLAS JOHNPRESIDENT3255728
GRANT, ALEXANDER WILLIAMDIRECTOR & SECRETARY4336320
OBSBAUM, FREDRIC MICHAELFINOP1160811
SEMOS, BENJAMIN WARWICKMANAGING DIRECTOR3263963
WILSON, STEVEN MONTEITHDIRECTOR2867716

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1998About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 1998About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 1999About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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