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JF

John M. Fiore

CETERA INVESTMENT ADVISERS LLC
JACKSONVILLE, FL 32225
Some features on this profile are disabled
CRD#: 2993733
JF

Professional summary

John Michael Fiore, who also goes by John M Fiore, John Fiore, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Jacksonville, Florida and CETERA INVESTMENT SERVICES LLC located in Jacksonville, Florida.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. John has worked at 10 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

John M Fiore | John Fiore

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Michael Fiore's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 7, 2024 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 9768 Lantern St, Jacksonville, FL 32225
RIA
CRD#: 105644
JACKSONVILLE, FL
Current

November 30, 2023 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 9768 Lantern St, Jacksonville, FL 32225
BD
CRD#: 15340
Jacksonville, FL
Past

March 21, 2014 - November 7, 2017

LPL FINANCIAL LLC

RIA
CRD#: 6413
FLEMING ISLAND, FL
Past

March 18, 2014 - November 7, 2017

LPL FINANCIAL LLC

BD
CRD#: 6413
FLEMING ISLAND, FL
Past

February 13, 2013 - March 20, 2014

CUNA BROKERAGE SERVICES, INC.

RIA
CRD#: 13941
ORANGE PARK, FL
Past

November 6, 2012 - March 20, 2014

CUNA BROKERAGE SERVICES, INC.

BD
CRD#: 13941
ORANGE PARK, FL
Past

January 6, 2009 - January 11, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
JACKSONVILLE, FL
Past

September 11, 2008 - January 11, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
JACKSONVILLE, FL
Past

November 7, 2007 - June 23, 2008

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
WHITE PLAINS, NY
Past

June 12, 2006 - March 16, 2007

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
WEST BABYLON, NY
Past

January 26, 1999 - July 26, 1999

BNY MELLON SECURITIES CORPORATION

BD
CRD#: 231
NEW YORK, NY
Past

April 22, 1998 - May 18, 1998

CREATIVE CAPITAL MANAGEMENT CORPORATION

BD
CRD#: 11145
CLEVELAND, OH
Past

February 6, 1998 - April 6, 1998

LADENBURG CAPITAL MANAGEMENT INC.

BD
CRD#: 14623
BETHPAGE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(3/18/2024)
RR
District of Columbia
(6/17/2024)
RR
Florida
(12/1/2023)
IAR
Florida
(5/7/2024)
RR
Georgia
(6/17/2024)
RR
Mississippi
(1/23/2026)
RR
New Jersey
(6/17/2024)
RR
North Carolina
(7/1/2024)
RR
Oregon
(6/17/2024)
RR
South Carolina
(6/17/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/15/2024
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 7/11/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/30/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/11/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/15/2008
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 6/9/2006
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
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Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644Jacksonville, FL 32225

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