Ann-marie C. Norman
Professional summary
Ann-marie Carroll Norman, who also goes by Ann Marie Carroll Mccoy, Annmarie Carroll Mccoy, Annie Carroll Mccoy, Annmarie Carroll Norman, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Richmond, Virginia and TRUIST INVESTMENT SERVICES, INC. located in Richmond, Virginia.
Ann-marie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Ann-marie has worked at 6 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 31, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ann-marie Carroll Norman's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 20, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 1001 Semmes Ave Fl 3, Richmond, VA 23224July 28, 1999 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 1001 Semmes Ave Fl 1 3 & 4, Richmond, VA, 23224February 21, 2024 - Present
TRUIST SECURITIES, INC.
Office #1: 1001 Semmes Ave Fl 3 & 4, Richmond, VA 23224December 9, 2019 - February 17, 2021
BB&T SECURITIES, LLC
August 2, 1999 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
March 12, 1998 - September 21, 1998
IDS LIFE INSURANCE COMPANY
March 12, 1998 - September 21, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/2/1999)
(2/4/2000)
(1/9/2007)
(9/20/2016)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Richmond, VA 23224TRUST BUT VERIFY
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