AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
CB

Carole A. Bonina

EASTDIL SECURED ADVISORS LLC
San Francisco, CA 94111
Some features on this profile are disabled
CRD#: 2993602
CB

Professional summary

Carole Angela Bonina is a registered financial professional currently at EASTDIL SECURED ADVISORS LLC located in San Francisco, California.

Carole is registered as a RR (Registered Representative) and started their career in finance in 1999. Carole has worked at 6 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Carole Angela Bonina's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 1, 2019 - Present

EASTDIL SECURED ADVISORS LLC

Office #1: One Front Street 35th Floor, San Francisco, CA 94111
BD
CRD#: 304434
San Francisco, CA
Past

July 1, 2009 - September 19, 2019

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
SAN FRANCISCO, CA
Past

December 8, 2008 - July 1, 2009

WELLS FARGO SECURITIES, LLC

BD
CRD#: 7665
SAN FRANCISCO, CA
Past

October 13, 2005 - March 3, 2008

BLACKROCK EXECUTION SERVICES

BD
CRD#: 39438
SAN FRANCISCO, CA
Past

March 2, 2004 - September 19, 2005

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX
Past

January 14, 1999 - August 19, 2002

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(11/18/2019)
RR
Alaska
(1/30/2020)
RR
Arizona
(1/1/2020)
RR
Arkansas
(1/23/2020)
RR
California
(10/1/2019)
RR
Colorado
(10/31/2019)
RR
Connecticut
(1/23/2020)
RR
Delaware
(10/11/2019)
RR
District of Columbia
(10/2/2019)
RR
Florida
(3/18/2020)
RR
Georgia
(9/8/2020)
RR
Hawaii
(2/5/2020)
RR
Idaho
(10/2/2019)
RR
Illinois
(3/10/2020)
RR
Indiana
(1/10/2020)
RR
Iowa
(10/2/2019)
RR
Kansas
(11/26/2019)
RR
Kentucky
(10/7/2019)
RR
Louisiana
(10/7/2019)
RR
Maine
(10/24/2019)
RR
Maryland
(10/21/2019)
RR
Massachusetts
(2/7/2020)
RR
Michigan
(11/5/2019)
RR
Minnesota
(12/3/2019)
RR
Mississippi
(10/2/2019)
RR
Missouri
(2/11/2020)
RR
Montana
(11/21/2019)
RR
Nebraska
(2/3/2020)
RR
Nevada
(10/3/2019)
RR
New Hampshire
(1/23/2020)
RR
New Jersey
(1/22/2020)
RR
New Mexico
(11/15/2019)
RR
New York
(10/3/2019)
RR
North Carolina
(10/18/2019)
RR
North Dakota
(10/16/2019)
RR
Ohio
(10/15/2019)
RR
Oklahoma
(10/4/2019)
RR
Oregon
(10/25/2019)
RR
Pennsylvania
(10/7/2019)
RR
Rhode Island
(10/7/2019)
RR
South Carolina
(11/20/2019)
RR
South Dakota
(10/2/2019)
RR
Tennessee
(11/10/2020)
RR
Texas
(12/23/2019)
RR
Utah
(10/3/2019)
RR
Vermont
(10/29/2019)
RR
Virginia
(1/28/2020)
RR
Washington
(10/14/2019)
RR
West Virginia
(1/16/2020)
RR
Wisconsin
(10/21/2019)
RR
Wyoming
(2/18/2020)

Exams

State Security Law Exam
RR
Series 63
Date: 9/4/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/13/1999
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/23/1999
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

ES
EASTDIL SECURED ADVISORS LLC
EASTDIL SECURED ADVISORS LLC

CRD#: 304434 / SEC#: , 8-70367

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
100 Wilshire Blvd Suite 1500, Santa Monica, CA 90401
Mailing Address
100 Wilshire Blvd Suite 1500, Santa Monica, CA 90401
Phone number
(310) 526-9000
Established
Delaware since 05/23/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
EASTDIL SECURED ADVISORS HOLDINGS LTD.SOLE MEMBER
BONINA, CAROLE ANGELACCO/PRINCIPAL2993602
PORTNOFF, DAVID ROSSFINOP/PFO/POO2977967
VAN KONYNENBURG, DERK MICHAELPRESIDENT/PRINCIPAL1487741

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EASTDIL SECURED ADVISORS LLC

CRD#: 304434San Francisco, CA 94111

TRUST BUT VERIFY

Monitor Carole Bonina

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

AG
Adam GreenAdvisorCheck Check Mark
J.P. MORGAN SECURITIES LLC
IAR
RR
SAN MATEO, CA
MS
Maximilian SoaresAdvisorCheck Check Mark
J.P. MORGAN SECURITIES LLC
RR
San Francisco, CA
Jason Guo Quan Fang
Jason FangAdvisorCheck Check Mark
TERRAFIRMA WEALTH PARTNERS
IAR
WALNUT CREEK, CA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics