Julian L. Owen
Professional summary
Julian Lee Owen, who also goes by J Lee Owen III, Julian Lee Owen III, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Ridgeland, Mississippi.
Julian is registered as a RR (Registered Representative) and started their career in finance in 1998. Julian has worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 6, Series 31, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Julian Lee Owen's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 17, 2019 - Present
NYLIFE SECURITIES LLC
Office #1: 1052 Highland Colony Parkway Suite 101, Ridgeland, MS 39157June 6, 2017 - July 22, 2019
MWA FINANCIAL SERVICES INC.
November 21, 2002 - August 1, 2006
AMERIPRISE ADVISOR SERVICES, INC.
February 20, 1998 - November 25, 2002
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/17/2019)
Exams
FINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
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Company Information
NYLIFE SECURITIES LLC
CRD#: 5167Ridgeland, MS 39157TRUST BUT VERIFY
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