Daniel Patrick Simet
Professional Summary
Daniel Patrick Simet, who also goes by Daniel Simet, is a registered financial advisor currently at MORGAN STANLEY & CO. LLC located in New York, New York. Daniel is registered as a RR (Registered Representative) and started their career in finance in 1998. Daniel has worked at 4 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Daniel Simet
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
MORGAN STANLEY | MORGAN STANLEY DEAN WITTER | MORGAN STANLEY & CO., INCORPORATED | MORGAN STANLEY & CO. LLC | MORGAN STANLEY & CO. INCORPORATED
Contact Information
Main Address
1585 Broadway, New York, NY 10036-8293Mailing Address
1300 Thames Street C/o Shared Services Compliance - Registration, Baltimore, MD 21231Phone Number
(212) 761-4000Established
Delaware since 12/03/1969Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
LargeFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | MEMBER | — |
| BERKE, MATTHEW EVAN | CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER, AND DIRECTOR | 2524594 |
| BHAIMIA, ISMAIL OMAR | DIRECTOR | 6264162 |
| DAMAST, EVAN SCOTT | DIRECTOR | 3198635 |
| HENNESSEY, JACQUELINE A | TEXAS DESIGNATED PRINCIPAL | 2194034 |
| KRAUSE, GARD J | CHIEF COMPLIANCE OFFICER | 2284628 |
| LYNN, GARY MICHAEL | PRINCIPAL FINANCIAL OFFICER | 2162411 |
| MACEJKA, PATRICK NMN | DIRECTOR | 2139145 |
| MORANO, DAVID | PRINCIPAL OPERATIONS OFFICER | 2189287 |
| STERN, MICHAEL A | DIRECTOR | 4939073 |
Disclosures
Regulatory Event
493Civil Event
5Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/9/2006)
(3/31/2010)
(3/31/2010)
(8/14/2003)
(9/21/2004)
(9/21/2004)
(9/29/2005)
(3/31/2010)
(3/31/2010)
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(3/31/2010)
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(8/14/2003)
(8/14/2003)
(8/14/2003)
(8/14/2003)
(8/14/2003)
(3/31/2010)
(3/31/2010)
(3/31/2010)
(2/9/2006)
(8/14/2003)
(8/14/2003)
(3/31/2010)
(9/21/2004)
(3/31/2010)
(8/14/2003)
(2/9/2006)
(3/31/2010)
(3/31/2010)
(3/31/2010)
(9/21/2004)
(9/22/2004)
(8/14/2003)
(9/22/2004)
(8/14/2003)
(3/31/2010)
(9/21/2004)
(3/31/2010)
(3/31/2010)
(3/31/2010)
(8/14/2003)
(8/14/2003)
(9/21/2004)
(3/31/2010)
(3/31/2010)
(3/31/2010)
(3/31/2010)
(9/29/2005)
(3/31/2010)
(8/14/2003)
(3/31/2010)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Apr 2005About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Apr 2005About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Daniel Patrick Simet's CRS (Customer Relationship Summary).
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