Chiashin N. Chen
Professional summary
Chiashin Nmn Chen, who also goes by Chia Shin Chen, Chiashin Chen, Justin Chen, is a registered financial professional currently at TIGRESS FINANCIAL PARTNERS, LLC located in New York, New York.
Chiashin is registered as a RR (Registered Representative) and started their career in finance in 1998. Chiashin has worked at 8 firms and has passed the Series 63, Series 65, Series 99TO, Series 52TO, Series 57TO, Series 79TO, SIE, Series 55, Series 7, Series 14, Series 53, Series 4, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Chiashin Nmn Chen's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 1, 2024 - Present
TIGRESS FINANCIAL PARTNERS, LLC
Office #1: 410 Park Avenue 12th Floor, New York, NY 10022July 13, 2021 - December 9, 2021
ONESOURCE FI LLC
July 2, 2020 - January 12, 2022
MILLENNIAL ADVISERS, LLC.
May 20, 2020 - July 1, 2020
MILLENNIAL ADVISERS, LLC.
May 19, 2020 - January 12, 2022
ALLIED MILLENNIAL PARTNERS, LLC
August 18, 2010 - June 14, 2020
BANORTE SECURITIES INTERNATIONAL, LTD.
June 15, 2007 - August 16, 2010
OCEANCROSS CAPITAL, LLC
June 1, 2001 - February 6, 2002
RUMSON CAPITAL, LLC
January 22, 1998 - June 25, 2001
WORLDCO, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/31/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 57TO
Date: 5/23/2022
Securities Trader ExamSeries 79TO
Date: 4/19/2021
Investment Banking Registered Representative ExaminationSeries 55
Date: 3/14/2000
Limited Representative-Equity Trader ExamFINRA
NYSE American LLC
New York Stock Exchange
Current Firm
TIGRESS FINANCIAL PARTNERS, LLC
CRD#: 154717 / SEC#: 801-112815, 8-68671
Contact information
FINRA licenses (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 17 |
| AUM (Assets Under Management) | $ 11,558,041 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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