Daniel J. O'shea

ONYX BRIDGE WEALTH GROUP LLC

Tarrytown, NY 10591

Some features on this profile are disabled

CRD#: 2992633

Professional summary

Daniel James O'shea, who also goes by Daniel James Oshea, is a registered financial advisor currently at ONYX BRIDGE WEALTH GROUP LLC located in Tarrytown, New York and PURSHE KAPLAN STERLING INVESTMENTS located in Tarrytown, New York.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Daniel has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel James Oshea

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Onyx Bridge Wealth Group; Investment Related; 120 White Plains Road, Suite 115, Tarrytown, NY 10591; RIA; Investment Adviser Representative; Start Date: 3/3/2020; hrs/mth: 40; hours during trading: 40; Duties: Portfolio Management 2) PKS Financial; Investment Related; 80 State Street, Albany, NY 12207; Fixed/Traditional Insurance; Agent; Start Date: 4/1/2021; hrs/mth 4, hours during trading: 4; Duties: Sales of Fixed/Traditional Insurance Products 3) Fixed Insurance; Investment Related; 120 White Plains Road, Suite 115, Tarrytown, NY 10591; Fixed/Traditional Insurance; Agent; Start Date: 4/1/2021; hrs/mth: 4; hours during trading: 4; Duties: Sales of Fixed/Traditional Insurance Products 4) Ardsley Engine Company; Not Investment Related; 5050 Ashford Avenue; Volunteer Fire Dept; President; Start Date: 01/01/2010; appx hrs/mth: 3; number of hours during trading: 0; Duties: run monthly meetings.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel James O'shea's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 22, 2021 - Present

ONYX BRIDGE WEALTH GROUP LLC

Office #1: 120 White Plains Road Suite 115, Tarrytown, NY 10591

RIA

CRD#: 306097

Tarrytown, NY

Current

April 1, 2021 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 120 White Plains Road Suite 115, Tarrytown, NY 10591

CRD#: 35747

Tarrytown, NY

Past

March 6, 2020 - April 1, 2021

PRIVATE CLIENT SERVICES, LLC

CRD#: 120222

TARRYTOWN, NY

Past

May 11, 2018 - February 13, 2020

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Tarrytown, NY

Past

May 11, 2018 - February 13, 2020

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Tarrytown, NY

Past

February 7, 2007 - May 15, 2018

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

TARRYTOWN, NY

Past

October 4, 2006 - May 15, 2018

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

TARRYTOWN, NY

Past

November 21, 2000 - October 2, 2006

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

BRONX, NY

Past

April 8, 1998 - November 3, 2000

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

February 2, 1998 - March 15, 1998

MAY, DAVIS GROUP INC.

CRD#: 35622

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ONYX BRIDGE WEALTH GROUP LLC

CORNERSTONE WEALTH MANAGEMENT | THE GILMAN FINANCIAL GROUP | ONYX BRIDGE WEALTH GROUP LLC | JMC EMPIRE, LLC

CRD#: 306097 / SEC#: 801-118022

RIA

Registered Investment Advisory firm - (2/6/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(4/12/2021)

Florida
(4/12/2021)

Kentucky
(1/30/2023)

New York
(4/1/2021)

IAR

New York
(7/22/2021)

Pennsylvania
(4/12/2021)

South Carolina
(10/16/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/30/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/13/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 7/8/1998

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/29/1998

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ONYX BRIDGE WEALTH GROUP LLC

CORNERSTONE WEALTH MANAGEMENT | THE GILMAN FINANCIAL GROUP | ONYX BRIDGE WEALTH GROUP LLC | JMC EMPIRE, LLC

CRD#: 306097 / SEC#: 801-118022

RIA

Registered Investment Advisory firm - (2/6/2020 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

120 White Plains Road Suite 115, Tarrytown, NY 10591

Mailing Address

Phone number

(914) 909-6699

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A AND 2A APP 1 - WRAP BROCHURE (9/16/2025)

Regulatory assets under management

Total Number of Accounts	3,852
AUM (Assets Under Management)	$ 1,000,901,317

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Anita Srivastava

MORGAN STANLEY

IAR

Paramus, NJ

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Daniel J. O'shea

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel James O'shea's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

PRIVATE CLIENT SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MORGAN STANLEY DW INC.

MAY, DAVIS GROUP INC.

Primary Firm SEC Registration

ONYX BRIDGE WEALTH GROUP LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/30/2007

Series 63

Date: 2/13/1998

SIE

Date: 10/1/2018

Series 31

Date: 7/8/1998

Series 7

Date: 1/29/1998

FINRA

Current Firm

ONYX BRIDGE WEALTH GROUP LLC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ONYX BRIDGE WEALTH GROUP LLC

TRUST BUT VERIFY

Similar Advisors