Michael A. Krulikowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Adam Krulikowski was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1998. Michael had worked at 4 firms and has passed the Series 63 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 7, 2007 - January 7, 2013
DUPONT CAPITAL MANAGEMENT MARKETING CORPORATION
May 14, 2001 - October 21, 2003
VILLANOVA SECURITIES LLC
May 10, 2001 - August 21, 2007
NATIONWIDE FUND DISTRIBUTORS LLC
January 29, 1998 - October 29, 1999
1717 CAPITAL MANAGEMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DUPONT CAPITAL MANAGEMENT MARKETING CORPORATION
CRD#: 144899 / SEC#: , 8-67681
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DUPONT CAPITAL MANAGMENT CORPORATION | SHAREHOLDER | |
| FLORES, WILLIAM | CHIEF COMPLIANCE OFFICER | 4500780 |
| LEA SHARPE, LORIANN | SECRETARY | 6603444 |
| MACEDO, JOHN RAPOZA III | FINANCIAL AND OPERATIONAL PRINCIPAL/ CFO | 5440405 |
| SILL, VALERIE JEAN | DIRECTOR | 4788445 |
| SWEENEY, TIMOTHY RICHARD | PRESIDENT AND DIRECTOR | 2279763 |
Red Flags
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