AS
Andrew J. Sohn
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
BOXBOROUGH, MA 01719
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CRD#: 2992123
AS
Professional summary
Andrew Joseph Sohn, AIF®, ChFC®, who also goes by Aj Sohn, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Boxborough, Massachusetts and BRIDGEPORT FINANCIAL SOLUTIONS located in Boxborough, Massachusetts.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Andrew has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Aj Sohn
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)THE FENN SCHOOL, MONUMENT ST, CONCORD, MA, SINCE 06/01/17 BOARD OF TRUSTEES MEMBER OF INVESTMENT SUB-COMMITTEE. NIR - NON-PROFIT - 5/MO- 0/TRADING 2)INDEPENDENT INSURANCE AGENT, 80 CENTRAL ST, STE 150, BOXBOROUGH, MA, 4/1998 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 1 HR/WK - 1/TRADING. 3)THE FENN SCHOOL, MONUMENT ST, CONCORD, MA, 6/2017 AS BOARD OF TRUSTEES. NIR - 5/MO - 0/TRADING. 4) OWNER OF APARTMENT UNITS FOR RENT, 8 USHER ROAD, MEDFORD, MA, SINCE 09/2014. NIR -DEVOTES 5 HRS/MO; NONE DURING TRADING. 5)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40 HR/WK - 40/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 6)CONTINGENT TTEE - WELCH REVOCABLE LIVING FAMILY TRUST, ACTON, MA, SINCE 6/2015. NIR - DEVOTES NO TIME. 7)EMERSON HOSPITAL 133 OLD ROAD TO NINE ACRE CORNER CONCORD, MA, SINCE 05/2019 AS CORPORATOR. ADVOCATE FOR THE HOSPITAL IN THE COMMUNITY - NIR-3/MO-0/TRADING. 8)TTEE ON THREE IRREVOCABLE TRUSTS IN THE NAMES OF EVAN WELCH'S CHILDREN, ACTON, MA, 3/2014. NIR - 4 HR/YR - 0/TRADING. 9)ANTAEUS TAX & BUSINESS SERVICES LLC, 80 CENTRAL ST, BOXBOROUGH, MA, 8/01/2016 AS MANAGING MEMBER. NIR -50 HR/MO - 10/TRADING. 10) ANTAEUS WEALTH ADVISORS, 80 CENTRAL ST STE 150, BOXBOROUGH, MA, 01/2011. MANAGING PARTNER, FINANCIAL PROFESSIONAL UTILIZING DBA NAME. INV REL-40/WK-32/TRADING. 11)JOHN HOPKINS ALLIANCE FOR A HEALTHIER WORLD, 415 N WASHINGTON ST, BALTIMORE, MD, 11/2019 AS ADVISORY BOARD MEMBER. NIR - 25/YR - 12/TRADING. 12) HORIZON INVESTMENTS, 6210 ARDREY KELL RD SUITE 300 CHARLOTTE NC 28277, 11/2023, BOARD MEMBER, INVESTMENT FIRM, INV REL, 1 HR/MO 1 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Joseph Sohn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 3, 2011 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 80 Central St Ste 150, Boxborough, MA 01719RIA
CRD#: 134139
BOXBOROUGH, MA
Current
July 3, 2024 - Present
BRIDGEPORT FINANCIAL SOLUTIONS
Office #1: 80 Central St., Ste. 150, Boxborough, MA 01719RIA
CRD#: 325485
Boxborough, MA
Past
January 3, 2011 - July 15, 2024
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
BOXBOROUGH, MA
Past
September 30, 2008 - January 4, 2011
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
BOXBOROUGH, MA
Past
January 7, 1998 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
January 7, 1998 - January 4, 2011
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
BOXBOROUGH, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(10/10/2025)
IAR
Massachusetts(4/16/2013)
IAR
New Hampshire(10/2/2025)
IAR
Puerto Rico(10/23/2023)
IAR
Texas(1/3/2011)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Boxborough, MA 01719TRUST BUT VERIFY
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