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BF

Brian Fenlin

KATHMERE CAPITAL MANAGEMENT
Wayne, PA 19087
Some features on this profile are disabled
CRD#: 2992097
BF

Professional summary

Brian Fenlin, who also goes by Brian Taylor Fenlin, is a registered financial advisor currently at KATHMERE CAPITAL MANAGEMENT, LLC located in Wayne, Pennsylvania.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Brian has worked at 5 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Brian Taylor Fenlin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Fenlin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 15, 2024 - Present

KATHMERE CAPITAL MANAGEMENT, LLC

Office #1: 435 Devon Park Drive Suite 715, Wayne, PA 19087
RIA
CRD#: 305118
Wayne, PA
Past

March 25, 2016 - November 22, 2024

OPPENHEIMER & CO. INC.

RIA
CRD#: 249
RADNOR, PA
Past

November 20, 2013 - November 22, 2024

OPPENHEIMER & CO. INC.

BD
CRD#: 249
RADNOR, PA
Past

January 2, 2008 - June 6, 2012

FIRST NEW YORK SECURITIES L.L.C.

BD
CRD#: 16362
NEW YORK, NY
Past

February 22, 2005 - January 3, 2008

TOBIAS BROS. INC.

BD
CRD#: 43771
BALA CYNWYD, PA
Past

April 13, 1999 - March 20, 2003

FIRST NEW YORK SECURITIES L.L.C.

BD
CRD#: 16362
NEW YORK, NY
Past

April 6, 1998 - April 6, 1999

AUGMENT SECURITIES INC.

BD
CRD#: 28373
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KC
KATHMERE CAPITAL MANAGEMENT, LLC
KATHMERE CAPITAL MANAGEMENT, LLC

CRD#: 305118 / SEC#: 801-117215

RIA
Registered Investment Advisory firm - (8/22/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Pennsylvania
(11/15/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/25/2016
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/23/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 7/8/1999
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 2/20/1998
General Securities Representative Examination

Current Firm

KC
KATHMERE CAPITAL MANAGEMENT, LLC
KATHMERE CAPITAL MANAGEMENT, LLC

CRD#: 305118 / SEC#: 801-117215

RIA
Registered Investment Advisory firm - (8/22/2019 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
435 Devon Park Drive Suite 715, Wayne, PA 19087
Mailing Address
Phone number
(610) 989-3900
Established
Firm type
Fiscal year end
# of Employees
24

SEC notice filing (16 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KATHMERE CAPITAL MANAGEMENT ADV PART 2A 2022 (3/9/2026)

Regulatory assets under management

Total Number of Accounts2,684
AUM (Assets Under Management)$ 3,478,172,971

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KATHMERE CAPITAL MANAGEMENT, LLC

CRD#: 305118Wayne, PA 19087

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