DD
Daniel L. Dickerson
TRUTORO
Hot Springs, AR 71913
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CRD#: 2991975
DD
Professional summary
Daniel Lucas Dickerson, who also goes by Dan Dickerson, Daniel Lucus Dickerson, is a registered financial advisor currently at TRUTORO located in Hot Springs, Arkansas.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Daniel has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dan Dickerson | Daniel Lucus Dickerson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Big Daddy's Emporium, Food and beverage distrubution, 5 hours a week, non-investment related Dickerson Insurance and Financial Services DBA FIXED INSURANCE PRODUCTS POSITION: owner NATURE: Property and casual, life, DI, fixed annuities INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 11/01/2010 ADDRESS: 100 Ohio Dr, Hot Springs AR 71913, United States DESCRIPTION: no responsibilities renewals
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Lucas Dickerson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Daniel Lucas Dickerson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2018 - Present
TRUTORO
Office #1: 100 Ohio Dr, Hot Springs, AR 71913Office #2: 100 Ohio Dr, Hot Springs, AR 71913RIA
BD
CRD#: 169291
Hot Springs, AR
Current
June 29, 2018 - Present
TRUTORO
Office #1: 100 Ohio Dr, Hot Springs, AR 71913RIA
BD
CRD#: 169291
Hot Springs, AR
Past
June 22, 2015 - June 29, 2018
ALLSTATE FINANCIAL ADVISORS, LLC
RIA
CRD#: 109524
LITTLE ROCK, AR
Past
June 16, 2015 - June 29, 2018
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
Hot Springs, AR
Past
March 9, 2015 - June 17, 2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
LITTLE ROCK, AR
Past
March 2, 2011 - June 17, 2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
LITTLE ROCK, AR
Past
January 27, 1998 - February 23, 1999
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TR
TRUTORO
BUTLER FINANCIAL SERVICES | VERITAS INDEPENDENT PARTNERS, LLC | TRUTORO | SUQUTRA INVESTMENTS | STRONG WEALTH MANAGEMENT | ROGERS FINANCIAL SERVICES | RIVERLAND WEALTH MANAGEMENT | PINNACLE WEALTH ADVISORS | PERSPECTIVES GROUP FINANCIAL | MINTON WEALTH STRATEGIES | JOE JUSTUS INSURANCE AGENCY | JIM D LEONARD, CPA | FOUNTAIN FINANCIAL & TAX | DICKERSON INSURANCE AND FINANCIAL SERVICES | CARDINAL INVESTMENT GROUP
CRD#: 169291 / SEC#: 801-120986, 8-69363
RIA
Registered Investment Advisory firm - SEC (4/28/2021 Approved)Arkansas
Registered Investment Advisory firm - SEC (4/30/2021 Terminated)Georgia
Registered Investment Advisory firm - SEC (5/10/2021 Terminated)Montana
Registered Investment Advisory firm - SEC (4/30/2021 Terminated)South Dakota
Registered Investment Advisory firm - SEC (2/1/2019 Terminated)Texas
Registered Investment Advisory firm - SEC (4/30/2021 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(6/29/2018)
IAR
Arkansas(6/29/2018)
RR
Mississippi(7/26/2023)
IAR
Texas(1/15/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TR
TRUTORO
BUTLER FINANCIAL SERVICES | VERITAS INDEPENDENT PARTNERS, LLC | TRUTORO | SUQUTRA INVESTMENTS | STRONG WEALTH MANAGEMENT | ROGERS FINANCIAL SERVICES | RIVERLAND WEALTH MANAGEMENT | PINNACLE WEALTH ADVISORS | PERSPECTIVES GROUP FINANCIAL | MINTON WEALTH STRATEGIES | JOE JUSTUS INSURANCE AGENCY | JIM D LEONARD, CPA | FOUNTAIN FINANCIAL & TAX | DICKERSON INSURANCE AND FINANCIAL SERVICES | CARDINAL INVESTMENT GROUP
CRD#: 169291 / SEC#: 801-120986, 8-69363
RIA
Registered Investment Advisory firm - SEC (4/28/2021 Approved)Arkansas
Registered Investment Advisory firm - SEC (4/30/2021 Terminated)Georgia
Registered Investment Advisory firm - SEC (5/10/2021 Terminated)Montana
Registered Investment Advisory firm - SEC (4/30/2021 Terminated)South Dakota
Registered Investment Advisory firm - SEC (2/1/2019 Terminated)Texas
Registered Investment Advisory firm - SEC (4/30/2021 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information
Main Address
2201 Washington Ave Suite 2, Conway, AR 72032
Mailing Address
2201 Washington Ave Ste 2, Conway, AR 72032
Phone number
(501) 358-6131
Established
Arkansas since 09/05/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
20
SEC notice filing (7 States and Territories)
FINRA licenses (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,172 |
| AUM (Assets Under Management) | $ 130,734,559 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUTORO
CRD#: 169291Hot Springs, AR 71913TRUST BUT VERIFY
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