DR
Diane M. Robinson
FEDERATED INVESTMENT COUNSELING
Cambridge, MD
Some features on this profile are disabled
CRD#: 2991779
DR
Professional summary
Diane Mcconaghy Robinson, who also goes by Diane VIvian Mcconaghy, is a registered financial advisor currently at FEDERATED INVESTMENT COUNSELING located in Cambridge, Maryland and MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC located in Cambridge, Maryland.
Diane is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Diane has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Diane Vivian Mcconaghy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FROM 10/2023 TO PRESENT, SOLE OWNER OF HICKORY HALL, LLC AT 1414 TOWN POINT ROAD, CAMBRIDGE, MD 21613 FORMED FOR THE PURPOSE OF OWNERSHIP OF THREE PREVIOUSLY REPORTED RENTAL PROPERTIES IN CAMBRIDGE, MD. DUTIES DO NOT TAKE PLACE DURING TRADING HOURS AND ARE NOT INVESTMENT RELATED. TIME SPENT IS APPROXIMATELY 2 HOURS PER MONTH. FROM 1/2022 TO PRESENT, BOARD MEMBER FOR INVESTMENTS FOR EASTON EPISCOPAL FUND, 314 NORTH ST., EASTON, MD 21613. DUTIES TAKE PLACE DURING TRADING HOURS AND ARE INVESTMENT RELATED. TIME SPENT IS APPROXIMATELY 1 TO 3 HOURS PER MONTH. FROM 10/2006 LANDLORD AT 6718 CHEW ST, PHILADELPHIA, PA 19119. DUTIES ARE NOT INVESTMENT RELATED AND ARE NOT PERFORMED DURING TRADING HOURS. TIME SPENT IS APPROXIMATELY 1 HOUR A MONTH.
CRS (Client Relationship Summary) - RIA
Click below to view Diane Mcconaghy Robinson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 12, 2004 - Present
FEDERATED INVESTMENT COUNSELING
RIA
CRD#: 105325
Cambridge, MD
Current
November 15, 2006 - Present
MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC
RIA
CRD#: 109355
Cambridge, MD
Current
November 11, 2009 - Present
FEDERATED SECURITIES CORP.
RIA
BD
CRD#: 5009
CAMBRIDGE, MD
Current
May 12, 2010 - Present
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.
RIA
CRD#: 106277
Cambridge, MD
Current
May 12, 2004 - Present
FEDERATED SECURITIES CORP.
Office #1: 1001 Liberty Avenue, Pittsburgh, PA 15222-3779RIA
BD
CRD#: 5009
Pittsburgh, PA
Past
June 9, 2003 - May 20, 2004
PHILADELPHIA CORPORATION FOR INVESTMENT SERVICES
BD
CRD#: 15275
WAYNE, PA
Past
August 24, 2000 - August 17, 2001
PRIMESOLUTIONS SECURITIES, INC.
BD
CRD#: 46017
CLEVELAND, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FI
FEDERATED INVESTMENT COUNSELING
FEDERATED HERMES CW HENDERSON DIVISION | FEDERATED INVESTMENT COUNSELING (INCLUDING ITS FEDERATED HERMES CW HENDERSON DIVISION) | FEDERATED INVESTMENT COUNSELING | FEDERATED HERMES CW HENDERSON, A DIVISION OF FEDERATED INVESTMENT COUNSELING
CRD#: 105325 / SEC#: 801-34611
RIA
Registered Investment Advisory firm - (6/12/1989 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/14/2004)
RR
Alaska(6/27/2024)
RR
Arizona(7/9/2024)
RR
Arkansas(5/3/2023)
RR
California(6/28/2024)
RR
Colorado(6/27/2024)
RR
Connecticut(5/14/2004)
RR
Delaware(5/25/2004)
RR
District of Columbia(5/14/2004)
RR
Florida(5/14/2004)
RR
Georgia(5/12/2004)
RR
Hawaii(7/30/2024)
RR
Idaho(6/28/2024)
RR
Illinois(5/18/2004)
IAR
Illinois(10/14/2022)
RR
Indiana(5/14/2004)
RR
Iowa(7/2/2024)
RR
Kansas(6/28/2024)
RR
Kentucky(5/13/2004)
RR
Louisiana(7/1/2024)
RR
Maine(5/13/2004)
RR
Maryland(5/13/2004)
RR
Massachusetts(5/21/2004)
IAR
Massachusetts(11/28/2006)
RR
Michigan(5/13/2004)
RR
Minnesota(6/27/2024)
RR
Mississippi(6/21/2004)
RR
Missouri(6/27/2024)
RR
Montana(7/2/2024)
RR
Nebraska(6/28/2024)
RR
Nevada(6/27/2024)
RR
New Hampshire(5/13/2004)
RR
New Jersey(6/10/2004)
RR
New Mexico(6/28/2024)
RR
New York(5/22/2004)
IAR
New York(8/5/2021)
RR
North Carolina(5/12/2004)
RR
North Dakota(7/3/2024)
RR
Ohio(5/12/2004)
RR
Oklahoma(7/1/2024)
RR
Oregon(6/30/2024)
RR
Pennsylvania(5/13/2004)
IAR
Pennsylvania(5/18/2004)
RR
Puerto Rico(5/17/2004)
IAR
Puerto Rico(10/14/2005)
RR
Rhode Island(5/13/2004)
RR
South Carolina(5/17/2004)
RR
South Dakota(6/27/2024)
RR
Tennessee(5/18/2004)
IAR
Texas(6/27/2024)
RR
Texas(6/28/2024)
RR
Utah(6/28/2024)
RR
Vermont(5/13/2004)
RR
Virginia(5/13/2004)
RR
Washington(6/27/2024)
RR
West Virginia(5/13/2004)
RR
Wisconsin(5/17/2004)
RR
Wyoming(7/9/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FI
FEDERATED INVESTMENT COUNSELING
FEDERATED HERMES CW HENDERSON DIVISION | FEDERATED INVESTMENT COUNSELING (INCLUDING ITS FEDERATED HERMES CW HENDERSON DIVISION) | FEDERATED INVESTMENT COUNSELING | FEDERATED HERMES CW HENDERSON, A DIVISION OF FEDERATED INVESTMENT COUNSELING
CRD#: 105325 / SEC#: 801-34611
RIA
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Contact information
Main Address
1001 Liberty Avenue, Pittsburgh, PA 15222-3779
Mailing Address
Phone number
(412) 288-1900
Established
Firm type
Fiscal year end
# of Employees
213
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,579 |
| AUM (Assets Under Management) | $ 199,641,239,415 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/11/2023 | ||
| 07/29/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
