Matthew A. Petracco
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Adams Petracco, who also goes by Matthew A Petracco, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1998. Matthew had worked at 5 firms and has passed the Series 63, Series 66, Series 65, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 23, 2011 - August 14, 2013
TRIVE NEW YORK LLC
August 16, 2007 - December 24, 2008
UBS FINANCIAL SERVICES INC.
February 9, 2007 - December 24, 2008
UBS FINANCIAL SERVICES INC.
July 28, 2006 - February 9, 2007
KEYBANC CAPITAL MARKETS INC.
March 9, 1999 - July 5, 2006
COREBRIDGE CAPITAL SERVICES, INC.
April 2, 1998 - July 27, 1998
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRIVE NEW YORK LLC
CRD#: 21946 / SEC#: , 8-39420
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
