Anar D. Shah
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anar Dushyant Shah, who also goes by Anar D Shah, Anar Shah, was a registered financial professional .
Anar is a previously registered financial professional and started their career in finance in 1998. Anar had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 2020 - March 3, 2025
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
March 13, 2020 - January 15, 2025
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
February 28, 2019 - March 11, 2019
PRESCOTT ADVISORS, LLC
March 28, 2017 - July 6, 2017
CITI PRIVATE ALTERNATIVES, LLC
November 18, 2013 - July 6, 2017
CITIGROUP GLOBAL MARKETS INC.
June 17, 2013 - July 6, 2017
CITIGROUP GLOBAL MARKETS INC.
October 13, 2004 - December 16, 2005
CITIGROUP GLOBAL MARKETS INC.
October 13, 2000 - July 30, 2004
MORGAN STANLEY & CO. LLC
May 22, 1998 - August 11, 2000
INVESCO DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
CRD#: 840 / SEC#: , 8-25845
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| J. & W. SELIGMAN & CO. INCORPORATED | SOLE STOCKHOLDER | |
| BUFF, STEPHEN ODONNELL | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 2143366 |
| BUMPUS, JAMES FREDERICK | DIRECTOR, VICE PRESIDENT, AND HEAD OF INTERMEDIARY MARKETS | 1928724 |
| DEFAO, MICHAEL E | VICE PRESIDENT, CHIEF LEGAL OFFICER AND ASSISTANT SECRETARY | 2687755 |
| MATTOX, MICHAEL SCOTT | CHIEF FINANCIAL OFFICER | 4383501 |
| TRUSCOTT, WILLIAM FREDERICK | CHAIRMAN OF THE BOARD, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2416857 |
| ZEITOUN, MARC CLAUDE | DIRECTOR, VICE PRESIDENT AND HEAD OF NORTH AMERICA PRODUCT | 2639942 |
Disclosures
| Civil Event | 1 |
Red Flags
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