Bilal Basrai
Professional summary
Bilal Basrai was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Bilal is a previously registered financial professional and started their career in finance in 2000. Prior to being barred, Bilal had worked at 10 firms, which includes LBMZ SECURITIES INC., C.K. COOPER & COMPANY INC., NILE CAPITAL LLC, CIM SECURITIES LLC, TERRA NOVA FINANCIAL LLC, STANFORD GROUP COMPANY, STIFEL NICOLAUS & COMPANY INCORPORATED, CITIGROUP GLOBAL MARKETS INC., UBS SECURITIES LLC, PRUDENTIAL EQUITY GROUP LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 2013 - August 14, 2015
LBMZ SECURITIES, INC.
September 9, 2009 - April 22, 2013
C.K. COOPER & COMPANY, INC.
May 5, 2009 - September 8, 2009
NILE CAPITAL, LLC
March 31, 2008 - May 13, 2009
CIM SECURITIES, LLC
July 9, 2007 - March 3, 2008
TERRA NOVA FINANCIAL, LLC
November 12, 2004 - July 21, 2006
STANFORD GROUP COMPANY
January 12, 2004 - September 16, 2004
STIFEL, NICOLAUS & COMPANY, INCORPORATED
June 25, 2002 - May 9, 2003
CITIGROUP GLOBAL MARKETS INC.
September 21, 2000 - April 3, 2001
UBS SECURITIES LLC
March 3, 2000 - May 23, 2000
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Exams
Current Firm
LBMZ SECURITIES, INC.
CRD#: 7874 / SEC#: , 8-23266
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 8 |
Red Flags
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