Richard P. Jenkins
CETERA INVESTMENT ADVISERS LLC
MANLIUS, NY 13104
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CRD#: 2990050
Professional summary
Richard Paul Jenkins, CFP®, who also goes by Richard P Jenkins, Richard Jenkins, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Manlius, New York and CETERA WEALTH SERVICES, LLC located in Manlius, New York.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Richard has worked at 8 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Richard P Jenkins | Richard Jenkins
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ADVANCED FINANCIAL SERVICES, INC. POSITION: Financial planner NATURE: Provide financial advice and planning to clients including assist in purchasing financial products offered by Advanced Financial Services and it's B/D Avantax. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/01/2024 ADDRESS: 320 Fayette Street, Manlius NY 13104 DESCRIPTION: As a Advisor representative of Advanced Financial Services Inc., I will prospect for new clients and service current client customers with product education and information. My business objective will be to help customers purchase financial products needed by them for income and growth. Tax planning and retirement planning are key aspects of my responsibilities. Asset management and income planning will be offered. 2) FOCUSED FINANCIAL SOLUTIONS, INC. POSITION: Owner NATURE: I offer investment planning, financial planning, retirement planning, estate planning, and tax planning services INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 110 START DATE: 07/06/2018 ADDRESS: 320 Fayette Street, Manlius NY 13104 DESCRIPTION: This is the entity under which I operate my financial planning and advisory business. I am owner and financial advisor providing financial advice and products. Duties: 1. Meet with clients, 2. Advise clients on financial planning and investment topics, 3. Offer investment products, 4. Monitor and service client accounts, and 5. Report investment performance and recommend changes consistent with their goals. 4) THE LEARNING PLACE, INC. POSITION: Treasurer NATURE: volunteer corporate officer -provide financial oversight and accounting services. The Learning Place is a non-profit, volunteer based, literacy agency providing tutoring for adults seeking to improve their literacy and reading skills as well as ESL for the immigrant population. INVESTMENT REL ATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2004ADDRESS: 501 Park Street, Syracuse NY 13202 DESCRIPTION: provide financial oversight and accounting service: financial oversight and planning, bookkeeping and reporting, tax filings and reporting, budgeting and forecasting
CRS (Client Relationship Summary) - RIA
Click below to view Richard Paul Jenkins's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 320 Fayette Street, Manlius, NY 13104RIA
CRD#: 105644
MANLIUS, NY
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 320 Fayette St, Manlius, NY 13104BD
CRD#: 13572
Manlius, NY
Past
September 12, 2024 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Manlius, NY
Past
September 12, 2024 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Manlius, NY
Past
June 29, 2021 - September 13, 2024
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
SYRACUSE, NY
Past
August 24, 2015 - September 13, 2024
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
SYRACUSE, NY
Past
June 12, 2006 - August 25, 2015
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
SYRACUSE, NY
Past
April 19, 2005 - June 13, 2006
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
SYRACUSE, NY
Past
January 22, 1998 - April 21, 2005
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
January 22, 1998 - April 21, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/5/2025)
RR
District of Columbia(9/5/2025)
RR
Florida(9/5/2025)
RR
Maine(9/5/2025)
RR
Maryland(9/5/2025)
RR
Massachusetts(9/5/2025)
RR
Montana(9/5/2025)
RR
New Hampshire(9/5/2025)
RR
New York(9/5/2025)
IAR
New York(9/5/2025)
RR
North Carolina(9/5/2025)
RR
Pennsylvania(9/5/2025)
RR
South Carolina(9/5/2025)
RR
Virginia(9/5/2025)
RR
West Virginia(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Manlius, NY 13104TRUST BUT VERIFY
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