Michael F. Downey
Professional summary
Michael F Downey, who also goes by Michael Francis Downey, Mike Downey, is a registered financial professional currently at MEMX EXECUTION SERVICES LLC located in Jersey City, New Jersey.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1998. Michael has worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael F Downey's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 11, 2020 - Present
MEMX EXECUTION SERVICES LLC
Office #1: 525 Washington Boulevard Office 52, Jersey City, NJ 07310March 2, 2017 - July 28, 2017
LUCID CAPITAL MARKETS, LLC
February 4, 2009 - August 2, 2016
ARCHIPELAGO TRADING SERVICES, INC.
February 4, 2009 - August 2, 2016
ARCHIPELAGO SECURITIES L.L.C.
June 4, 2007 - October 1, 2008
NASDAQ CAPITAL MARKETS ADVISORY LLC
September 29, 2006 - October 1, 2008
NASDAQ EXECUTION SERVICES, LLC
July 6, 2006 - August 21, 2006
LAVA TRADING, INC.
November 30, 1999 - August 24, 2000
FIRST UNION BROKERAGE SERVICES, INC.
January 8, 1998 - February 8, 1999
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
MEMX EXECUTION SERVICES LLC
CRD#: 304129 / SEC#: , 8-70449
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MEMX HOLDINGS LLC | MEMX HOLDINGS LLC | |
| ACHARYA, ISHAAN | CHIEF FINANCIAL OFFICER | 5358383 |
| FRANZON, ANDERS WILLIAM | GENERAL COUNSEL / SECRETARY | |
| KELLNER, JONATHAN ALAN | CHIEF EXECUTIVE OFFICER | 2209043 |
| SAUERWINE, MEGAN LYNN | CONTROLLER / FINOP | 6024362 |
| STRATHMAN, LAUREN MALLORY | CHIEF COMPLIANCE OFFICER / AML COMPLIANCE OFFICER | 6575150 |
| ZUBA, QUITO JON | DIRECTOR, HEAD OF MARKET OPERATIONS | 4660263 |
Red Flags
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