Michael F Downey
Professional Summary
Michael F Downey, who also goes by Michael Francis Downey, Mike Downey, is a registered financial advisor currently at MEMX EXECUTION SERVICES LLC located in Jersey City, New Jersey. Michael is registered as a RR (Registered Representative) and started their career in finance in 1998. Michael has worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Michael Francis Downey, Mike Downey
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
MEMX EXECUTION SERVICES | MEMX EXECUTION SERVICES LLC
Contact Information
Main Address
525 Washington Boulevard Suite 300, Jersey City, NJ 07310Mailing Address
382 Ne 191st St Pmb 92178, Miami, FL 33179-3899Phone Number
(201) 331-7900Established
Delaware since 05/07/2019Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MEMX HOLDINGS LLC | MEMX HOLDINGS LLC | — |
| ACHARYA, ISHAAN | CHIEF FINANCIAL OFFICER | 5358383 |
| FRANZON, ANDERS WILLIAM | GENERAL COUNSEL / SECRETARY | — |
| KELLNER, JONATHAN ALAN | CHIEF EXECUTIVE OFFICER | 2209043 |
| SAUERWINE, MEGAN LYNN | CONTROLLER / FINOP | 6024362 |
| STRATHMAN, LAUREN MALLORY | CHIEF COMPLIANCE OFFICER / AML COMPLIANCE OFFICER | 6575150 |
| ZUBA, QUITO JON | DIRECTOR, HEAD OF MARKET OPERATIONS | 4660263 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 1998About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Michael F Downey's CRS (Customer Relationship Summary).
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