Andrew R. Sullivan
Professional summary
Andrew Rowe Sullivan, CFP®, CIMA®, who also goes by Andrew R Sullivan, is a registered financial advisor currently at CIO WEALTH MANAGEMENT, INC. located in Sudbury, Massachusetts.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Andrew has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Rowe Sullivan's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2002
Experience
September 14, 2021 - Present
CIO WEALTH MANAGEMENT, INC.
Office #1: 144 North Road Suite 2300, Sudbury, MA 01776June 30, 2009 - October 29, 2021
LPL FINANCIAL LLC
June 30, 2009 - October 29, 2021
LPL FINANCIAL LLC
January 26, 1999 - July 2, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 8, 1998 - July 2, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/14/2021)
(1/26/2022)
(1/31/2022)
Exams
Current Firm
CIO WEALTH MANAGEMENT, INC.
CRD#: 313576 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 134 |
| AUM (Assets Under Management) | $ 60,190,194 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
CIO WEALTH MANAGEMENT, INC.
CRD#: 313576Sudbury, MA 01776TRUST BUT VERIFY
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