Becky J. Berman
STRATEGIC ADVISERS LLC | Financial Consultant
EAST GREENWICH, RI
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CRD#: 2989420
Professional summary
Becky Jean Berman, who also goes by Becky Jean Ebeling, Becky Jean Franz, Becky Jean Shwalb, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in East Greenwich, Rhode Island and FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.
Becky is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Becky has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7, Series 10 and Series 9 exams.
Biography
I began my career with Fidelity in 1997 and became an advisor because I am passionate about helping clients develop, implement and maintain financial plans that center around their unique needs and their definition of success.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Becky Jean Ebeling | Becky Jean Franz | Becky Jean Shwalb
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-18140|OrgNmn:Fogarty Center|Org Addr:Barrington,Rhode Isla,US|OBA Nature:community supports for adults |Invst Rel:N|Title:Direct support staff|Duties:Provide support to adults with disabilities to develop and maintain independence and community involvement|StrtDt:03-01-21|TotHrs/mon:20|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Becky Jean Berman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
University of Utah
Bachelor of Science (BS) - Education
1997
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 900 Salem Street, Smithfield, RI 02917RIA
CRD#: 104555
EAST GREENWICH, RI
Current
September 3, 2020 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917BD
CRD#: 7784
Smithfield, RI
Past
November 13, 2020 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
PROVIDENCE, RI
Past
January 26, 2001 - September 5, 2013
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
SMITHFIELD, RI
Past
January 22, 1998 - September 4, 2013
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/7/2024)
RR
Alaska(11/7/2024)
RR
Arizona(9/29/2023)
RR
Arkansas(11/7/2024)
RR
California(7/9/2024)
RR
Colorado(7/9/2021)
RR
Connecticut(12/3/2020)
RR
Delaware(11/7/2024)
RR
District of Columbia(3/25/2023)
RR
Florida(12/3/2020)
RR
Georgia(5/2/2023)
RR
Hawaii(11/7/2024)
RR
Idaho(11/7/2024)
RR
Illinois(6/29/2023)
RR
Indiana(11/7/2024)
RR
Iowa(11/7/2024)
RR
Kansas(11/7/2024)
RR
Kentucky(11/7/2024)
RR
Louisiana(11/7/2024)
RR
Maine(2/2/2022)
RR
Maryland(3/25/2023)
RR
Massachusetts(12/3/2020)
RR
Michigan(11/7/2024)
RR
Minnesota(11/7/2024)
RR
Mississippi(11/7/2024)
RR
Missouri(11/7/2024)
RR
Montana(5/25/2022)
RR
Nebraska(11/7/2024)
RR
Nevada(10/8/2021)
RR
New Hampshire(12/3/2020)
RR
New Jersey(2/13/2024)
RR
New Mexico(11/7/2024)
RR
New York(2/2/2022)
RR
North Carolina(12/3/2020)
RR
North Dakota(11/7/2024)
RR
Ohio(11/8/2024)
RR
Oklahoma(11/7/2024)
RR
Oregon(11/7/2024)
RR
Pennsylvania(5/3/2024)
RR
Puerto Rico(11/7/2024)
RR
Rhode Island(10/23/2020)
IAR
Rhode Island(3/31/2025)
RR
South Carolina(2/2/2022)
RR
South Dakota(11/7/2024)
RR
Tennessee(11/7/2024)
RR
Texas(10/23/2020)
IAR
Texas(3/31/2025)
RR
Utah(2/2/2022)
RR
Vermont(8/24/2021)
RR
Virginia(10/8/2021)
RR
Washington(11/7/2024)
RR
West Virginia(11/7/2024)
RR
Wisconsin(11/7/2024)
RR
Wyoming(11/7/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/3/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555East Greenwich, RITRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
