Janet K. Munchrath
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Janet Kloc Munchrath, who also goes by Janet Kloc, was a registered financial professional .
Janet is a previously registered financial professional and started their career in finance in 1998. Janet had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 27, 2013 - November 2, 2020
PURSHE KAPLAN STERLING INVESTMENTS
March 31, 2003 - October 1, 2013
FSC SECURITIES CORPORATION
December 1, 2000 - April 30, 2003
OSAIC WEALTH, INC.
May 3, 2000 - December 15, 2000
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
June 1, 1998 - December 15, 2000
OSAIC FA, INC.
January 21, 1998 - June 1, 1998
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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