Christopher S. Davis
Professional summary
Christopher Stewart Davis is a registered financial professional currently at NUVEEN SECURITIES, LLC located in Princeton, New Jersey.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1998. Christopher has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Stewart Davis's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 21, 2014 - Present
NUVEEN SECURITIES, LLC
Office #1: 155 Village Blvd, Princeton, NJ 08540September 29, 2006 - May 20, 2014
BLACKROCK INVESTMENTS, LLC
October 12, 2004 - September 29, 2006
FAM DISTRIBUTORS, INC.
February 5, 1998 - June 17, 2004
MORGAN STANLEY DISTRIBUTION, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/21/2014)
(11/2/2023)
(11/2/2023)
Exams
FINRA
Current Firm
NUVEEN SECURITIES, LLC
CRD#: 469 / SEC#: , 8-13464
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Civil Event | 2 |
| Arbitration | 1 |
Red Flags
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Company Information
NUVEEN SECURITIES, LLC
CRD#: 469Princeton, NJ 08540TRUST BUT VERIFY
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