Louis R. Hughes
DOVETAIL WEALTH MANAGEMENT
Taylor, TX 76574
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CRD#: 2987735
Professional summary
Louis Roy Hughes, CFP® is a registered financial advisor currently at DOVETAIL WEALTH MANAGEMENT, LLC located in Taylor, Texas and LPL FINANCIAL LLC located in Taylor, Texas.
Louis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Louis has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 10/20/2017 - TEMPLE COLLEGE AT TAYLOR FOUNDATION INC - Not Investment Related - Other - Board Member. 2. 10/20/2017 - DOVETAIL WEALTH MANAGEMENT LLC - Investment Related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - Owner of Financial Services Practice. 3. 10/20/2017 - CITY NATIONAL BANK - Not Investment Related - 212 N Main St Taylor, TX 76574-3639 - PRIVATELY HELD COMPANY - Board Member - 3 Hours Per Month/0 Hours During Securities Trading. 4. 3/23/2018 - Dovetail Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 01/08/2018 - 30 Hours Per Month During Securities Trading - I provide investment advisory services through Dovetail Wealth Management, an independent investment advisor firm. I started this business activity on 3/23/2018. I expect to spend approximately 30 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 11/15/2018 - Dovetail Wealth Management - Investment Related - At Reported Business Location(s) - Insurance Agency - Started 10/01/2018 - 5 Hours Per Month During Securities Trading. 6. 09/07/2023 - Big Bluestem LLC - Investment Related - Reported Business Location(s) - Real Estate Rental - Start Date 08/08/2023 - 15 Hours Per Month / 5 Hours During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Louis Roy Hughes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
January 8, 2018 - Present
DOVETAIL WEALTH MANAGEMENT, LLC
Office #1: 301 North Main Street, Taylor, TX 76574RIA
CRD#: 291068
Taylor, TX
Current
November 29, 2017 - Present
LPL FINANCIAL LLC
Office #1: 301 N Main St, Taylor, TX 76574RIA
BD
CRD#: 6413
TAYLOR, TX
Past
November 29, 2017 - May 21, 2018
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
January 23, 1998 - December 5, 2017
INVESTMENT CENTERS OF AMERICA, INC.
RIA
CRD#: 16443
TAYLOR, TX
Past
January 15, 1998 - November 29, 2017
INVESTMENT CENTERS OF AMERICA, INC.
BD
CRD#: 16443
TAYLOR, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DW
DOVETAIL WEALTH MANAGEMENT, LLC
BH FINANCIAL MANAGEMENT, LLC | DOVETAIL WEALTH MANAGEMENT, LLC
CRD#: 291068 / SEC#: 801-112276
RIA
Registered Investment Advisory firm - (1/8/2018 Approved)Louisiana
Registered Investment Advisory firm - (9/8/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/23/2020)
RR
Arizona(7/12/2025)
RR
Arkansas(1/31/2020)
RR
California(11/29/2017)
RR
Colorado(11/29/2017)
RR
Hawaii(4/30/2019)
RR
Indiana(11/29/2017)
RR
Kentucky(11/29/2017)
IAR
Louisiana(9/8/2020)
RR
Maryland(1/23/2020)
RR
Mississippi(6/14/2022)
RR
New Mexico(11/29/2017)
RR
New York(1/23/2020)
RR
North Carolina(7/16/2019)
RR
Oklahoma(3/12/2021)
RR
Texas(11/29/2017)
IAR
Texas(1/8/2018)
RR
Utah(10/7/2022)
RR
Virginia(1/23/2020)
RR
Washington(2/23/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
DW
DOVETAIL WEALTH MANAGEMENT, LLC
BH FINANCIAL MANAGEMENT, LLC | DOVETAIL WEALTH MANAGEMENT, LLC
CRD#: 291068 / SEC#: 801-112276
RIA
Registered Investment Advisory firm - (1/8/2018 Approved)Louisiana
Registered Investment Advisory firm - (9/8/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
301 North Main Street, Taylor, TX 76574
Mailing Address
Phone number
(512) 352-1613
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 819 |
| AUM (Assets Under Management) | $ 299,183,668 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
DOVETAIL WEALTH MANAGEMENT, LLC
CRD#: 291068Taylor, TX 76574TRUST BUT VERIFY
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