Nathaniel H. Christian
Professional summary
Nathaniel Hawthorne Christian, who also goes by Nathaniel Hawthorne Christian III, is a registered financial professional currently at CAVU SECURITIES LLC located in New York, New York.
Nathaniel is registered as a RR (Registered Representative) and started their career in finance in 2002. Nathaniel has worked at 4 firms and has passed the Series 79TO, Series 7TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nathaniel Hawthorne Christian's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 24, 2022 - Present
CAVU SECURITIES LLC
Office #1: 777 Third Avenue Suite 2102, New York, NY 10017April 5, 2006 - September 21, 2020
CASTLEOAK SECURITIES, LP
January 9, 2006 - April 7, 2006
CANTOR FITZGERALD & CO.
April 24, 2002 - January 3, 2006
BLAYLOCK & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
CAVU SECURITIES LLC
CRD#: 6906 / SEC#: , 8-18428
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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