Andrew J. Burkly

FRANKLIN DISTRIBUTORS

Baltimore, MD 21231

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CRD#: 2986443

Professional summary

Andrew John Burkly, who also goes by Andrew J Burkly, is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in Baltimore, Maryland.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 2000. Andrew has worked at 3 firms and has passed the Series 63, Series 65, Series 87, Series 16 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Andrew J Burkly

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew John Burkly's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 14, 2022 - Present

FRANKLIN DISTRIBUTORS, LLC

Office #1: 1201 Wills Street, Baltimore, MD 21231

CRD#: 109064

Baltimore, MD

Past

August 19, 2015 - February 1, 2016

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

NEW YORK, NY

Past

January 11, 2013 - February 1, 2016

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

November 20, 2000 - September 24, 2012

BROWN BROTHERS HARRIMAN & CO.

CRD#: 104487

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/2/2024)

Alaska
(1/16/2024)

Arizona
(1/2/2024)

Arkansas
(1/5/2024)

California
(1/2/2024)

Colorado
(1/3/2024)

Connecticut
(1/2/2024)

Delaware
(1/18/2024)

District of Columbia
(1/5/2024)

Florida
(3/29/2023)

Georgia
(1/4/2024)

Hawaii
(1/4/2024)

Idaho
(1/3/2024)

Illinois
(1/5/2024)

Indiana
(1/8/2024)

Iowa
(1/5/2024)

Kansas
(1/3/2024)

Kentucky
(1/5/2024)

Louisiana
(1/10/2024)

Maine
(1/3/2024)

Maryland
(1/4/2024)

Massachusetts
(1/2/2024)

Michigan
(1/4/2024)

Minnesota
(1/2/2024)

Mississippi
(1/3/2024)

Missouri
(1/3/2024)

Montana
(1/4/2024)

Nebraska
(1/2/2024)

Nevada
(1/4/2024)

New Hampshire
(1/8/2024)

New Jersey
(1/10/2024)

New Mexico
(1/4/2024)

New York
(11/30/2023)

North Carolina
(1/2/2024)

North Dakota
(1/2/2024)

Ohio
(3/6/2023)

Oklahoma
(1/2/2024)

Oregon
(1/2/2024)

Pennsylvania
(1/3/2024)

Puerto Rico
(1/10/2024)

Rhode Island
(1/3/2024)

South Carolina
(1/4/2024)

South Dakota
(1/2/2024)

Tennessee
(1/4/2024)

Texas
(1/3/2024)

Utah
(1/3/2024)

Vermont
(1/2/2024)

Virgin Islands
(1/4/2024)

Virginia
(1/3/2024)

Washington
(1/2/2024)

West Virginia
(1/25/2024)

Wisconsin
(1/2/2024)

Wyoming
(1/2/2024)

Exams

State Security Law Exam

Series 63

Date: 3/2/2023

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/13/1998

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 87

Date: 10/13/2004

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 16

Date: 8/11/2003

NYSE Supervisory Analyst Examination

General Industry/Product Exam

Series 7

Date: 10/1/2000

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FRANKLIN DISTRIBUTORS, LLC

FRANKLIN DISTRIBUTORS, LLC | UNIFIED DISTRIBUTORS LLC | LEGG MASON INVESTORS SERVICES, LLC | LEGG MASON INVESTOR SERVICES, LLC | LATINVALLEY SECURITIES LLC

CRD#: 109064 / SEC#: , 8-53089

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

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Contact information

Main Address

One Franklin Parkway, San Mateo, CA 94403

Mailing Address

1201 Wills Street, Baltimore, MD 21231

Phone number

(800) 632-2350

Established

Delaware since 12/01/2000

Firm type

Limited Liability Company

Fiscal year end

September

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
TEMPLETON WORLDWIDE, INC.	SHAREHOLDER
CIEPRISZ, KENNETH DAVID	CHIEF COMPLIANCE OFFICER	2303713
GAMBA, DANIEL ERNESTO	CHIEF EXECUTIVE OFFICER	4594704
MASOM, JEFFREY SCOTT	PRESIDENT-DIRECTOR	2870966
PATERSON, DAVID	CHIEF FINANCIAL OFFICER AND DESIGNATED FINANCIAL PRINCIPAL	7001546

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew J. Burkly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew John Burkly's CRS (Customer Relationship Summary).

Certified licenses

Experience

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

BROWN BROTHERS HARRIMAN & CO.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/2/2023

Series 65

Date: 1/13/1998

Series 87

Date: 10/13/2004

Series 16

Date: 8/11/2003

Series 7

Date: 10/1/2000

FINRA

Current Firm

FRANKLIN DISTRIBUTORS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FRANKLIN DISTRIBUTORS, LLC

TRUST BUT VERIFY

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