Kathleen A. Nolan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kathleen A Nolan, who also goes by Kathleen A Hurley, Kathleen Anne Hurley, Kathleen A Hurley, Kathleen Anne Nolan, was a registered financial professional .
Kathleen is a previously registered financial professional and started their career in finance in 2000. Kathleen had worked at 2 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2011 - January 5, 2018
SPIRE SECURITIES, LLC
April 17, 2009 - May 26, 2010
CAPITOL SECURITIES MANAGEMENT, INC.
September 19, 2007 - November 3, 2008
CAPITOL SECURITIES MANAGEMENT, INC.
September 14, 2000 - September 22, 2004
CAPITOL SECURITIES MANAGEMENT, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SPIRE SECURITIES, LLC
CRD#: 144131 / SEC#: , 8-67635
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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