Michele A. Osterberg

BONSAI ADVISORS LLC

Hingham, MA

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CRD#: 2986046

Professional summary

Michele Ayres Osterberg, who also goes by Michele Ann Ayres, Michele Ayres Swank, is a registered financial advisor currently at BONSAI ADVISORS LLC located in Hingham, Massachusetts and THE LEADERS GROUP, INC. located in Summit, New Jersey.

Michele is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Michele has worked at 4 firms and has passed the Series 63, Series 65, Series 6TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michele Ann Ayres | Michele Ayres Swank

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) BONSAI LLC - 8/1/2020 - 1630 30th Street, Suite A-227, Boulder, CO 80301 - Senior Director, senior director, Invt Rel, Insurance business, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) RODAN & FIELDS - 5/25/2015 - 25 Bay Street, Hull, MA 02015 - Independent Consultant, Sell skincare to friends, Not Invt Rel, Skincare business, 12 hrs/mo; 0 hrs/mo (during trading hours). 3.) TLG ADVISORS INC - 8/8/2022 - 475 Springfield Avenue, Summit, NJ 07901 - IAR Rep, Invt Rel, RA business, 0 hrs/mo; 0 hrs/mo (during trading hours). 4.) SHAKLEE - 7/19/2024 - 25 Bay Street, Hull, MA 02015 - Brand Ambassador, Sales of Products, Not Invt Rel, 3 hrs/mo; 0 hrs/mo (during trading hours).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michele Ayres Osterberg's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 11, 2023 - Present

BONSAI ADVISORS LLC

RIA

CRD#: 323938

Hingham, MA

Current

December 17, 2021 - Present

THE LEADERS GROUP, INC.

Office #1: 475 Springfield Ave, Summit, NJ 07901

CRD#: 37157

SUMMIT, NJ

Past

August 8, 2022 - January 5, 2023

TLG ADVISORS, INC.

RIA

CRD#: 111052

Boulder, CO

Past

January 21, 1998 - February 18, 1999

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(3/18/2022)

IAR

Colorado
(8/11/2023)

Massachusetts
(2/14/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 2/11/2022

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 11/2/2020

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6TO

Date: 12/17/2021

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 12/13/2021

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/20/1998

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BONSAI ADVISORS LLC

CRD#: 323938 / SEC#:

Colorado

Registered Investment Advisory firm - (8/11/2023 Approved)

Tennessee

Registered Investment Advisory firm - (12/16/2024 Approved)

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Contact information

Main Address

250 Fillmore Street, Denver, CO 80206

Mailing Address

Phone number

(612) 860-9685

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michele A. Osterberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michele Ayres Osterberg's CRS (Customer Relationship Summary).

Certified licenses

Experience

BONSAI ADVISORS LLC

THE LEADERS GROUP, INC.

TLG ADVISORS, INC.

GOLDMAN SACHS & CO. LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/11/2022

Series 65

Date: 11/2/2020

Series 6TO

Date: 12/17/2021

SIE

Date: 12/13/2021

Series 7

Date: 1/20/1998

FINRA

Current Firm

BONSAI ADVISORS LLC

Contact information

Documents

Red Flags

Company Information

BONSAI ADVISORS LLC

TRUST BUT VERIFY

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