Elizabeth L. Schroeder
Professional summary
Elizabeth L Schroeder, who also goes by Betsy L Gardner, Elizabeth L Gardner, Elizabeth Lynn Gardner, Elizabeth Lynn Schroeder, Betsy Schroeder, is a registered financial professional currently at MISSIONSQUARE INVESTMENT SERVICES located in Washington, District Of Columbia.
Elizabeth is registered as a RR (Registered Representative) and started their career in finance in 1997. Elizabeth has worked at 7 firms and has passed the SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Elizabeth L Schroeder's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 21, 2025 - Present
MISSIONSQUARE INVESTMENT SERVICES
Office #1: 777 North Capitol Street, Ne Suite 600, Washington, DC 20002-4240July 11, 2018 - March 28, 2025
MML INVESTORS SERVICES, LLC
September 26, 2016 - July 3, 2018
VOYA FINANCIAL PARTNERS, LLC
August 22, 2014 - September 26, 2016
VOYA FINANCIAL ADVISORS, INC.
September 23, 2011 - September 5, 2013
HARTFORD FUNDS DISTRIBUTORS, LLC
February 8, 2000 - September 23, 2011
HIMCO DISTRIBUTION SERVICES COMPANY
December 23, 1997 - January 28, 2000
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
MISSIONSQUARE INVESTMENT SERVICES
CRD#: 23189 / SEC#: , 8-40268
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INTERNATIONAL CITY MANAGEMENT ASSOCIATION RETIREMENT CORPORATION D/B/A MISSIONSQUARE RETIREMENT | MEMBER/OWNER | |
| GANEY, PETER DAVIDSON | MANAGER | 2282691 |
| HOGENDORN, SHANNON DANIEL | CHIEF OPERATIONS OFFICER | 3221945 |
| HOGENDORN, SHANNON DANIEL | PRINCIPAL MANAGER | 3221945 |
| RICHARDS, CLIFF LAWRENCE | CHIEF COMPLIANCE OFFICER | 2974428 |
| WHITTY, RICHARD PATRICK | TREASURER/FINOP | 1988149 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
Red Flags
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