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EB

Estrellita A. Brackshaw

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CRD#: 2985984
EB

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Estrellita Antonio Brackshaw, who also goes by Ester Brackshaw, was a registered financial professional .

Estrellita is a previously registered financial professional and started their career in finance in 1998. Estrellita had worked at 12 firms and has passed the Series 65, Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Ester Brackshaw

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

April 18, 2011 - April 18, 2011

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA
CRD#: 132070
SKOKIE, IL
Past

April 18, 2011 - March 26, 2012

G.F. INVESTMENT SERVICES, LLC

BD
CRD#: 132939
MCDONOUGH, GA
Past

January 11, 2008 - May 11, 2009

FORTUNE FINANCIAL SERVICES, INC.

BD
CRD#: 42150
SKOKIE, IL
Past

February 12, 2007 - December 3, 2007

CONTEMPORARY FINANCIAL SOLUTIONS, INC.

BD
CRD#: 121699
SKOKIE, IL
Past

December 1, 2006 - February 12, 2007

QUESTAR CAPITAL CORPORATION

BD
CRD#: 43100
SKOKIE, IL
Past

August 11, 2003 - December 1, 2006

USALLIANZ SECURITIES, INC.

BD
CRD#: 40875
SKOKIE, IL
Past

July 19, 2001 - July 1, 2003

FIRST MIDWEST SECURITIES, INC.

BD
CRD#: 21786
BLOOMINGTON, IL
Past

July 12, 1999 - July 18, 2001

ACCESS FINANCIAL GROUP, INC.

BD
CRD#: 33065
CHICAGO, IL
Past

December 23, 1998 - July 20, 1999

BIRKELBACH INVESTMENT SECURITIES, INC.

BD
CRD#: 11490
CHICAGO, IL
Past

August 27, 1998 - December 22, 1998

BARRON CHASE SECURITIES, INC.

BD
CRD#: 18969
BOCA RATON, FL
Past

May 22, 1998 - July 17, 1998

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

April 3, 1998 - April 23, 1998

CHATFIELD DEAN & CO., INC.

BD
CRD#: 14714
GREENWOOD VILLAGE, CO

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 5/29/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam

Current Firm


GF
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
FINANCIAL DYNAMICS & ASSOCIATES, INC. | NFB PRIVATE CAPITAL | GLOBAL FINANCIAL PRIVATE CAPITAL, LLC | GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

CRD#: 132070 / SEC#: 801-63282

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Contact information


Main Address
501 North Cattlemen Road Suite 106, Sarasota, FL 34232
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/16/2020)

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

CRD#: 132070

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