Charles H. Giessen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Henry Giessen, who also goes by C. Henry Giessen Jr., Charles Giessen, Henry Giessen Jr, Henry Giessen, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1997. Charles had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 7, 2002 - December 31, 2012
AMERICAN CENTURY ADVISORY SERVICES, INC.
September 28, 2000 - December 31, 2012
AMERICAN CENTURY BROKERAGE, INC.
July 30, 1999 - April 18, 2013
AMERICAN CENTURY INVESTMENT SERVICES INC.
December 24, 1997 - March 27, 1999
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
December 24, 1997 - March 27, 1999
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN CENTURY ADVISORY SERVICES, INC.
CRD#: 121974 / SEC#: 801-61414
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
