NC
Nicholas A. Caradonna
ADVISORS CAPITAL MANAGEMENT
Ridgewood, NJ 07450
Some features on this profile are disabled
CRD#: 2985362
NC
Professional summary
Nicholas Antony Caradonna is a registered financial advisor currently at ADVISORS CAPITAL MANAGEMENT, LLC located in Ridgewood, New Jersey.
Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Nicholas has worked at 7 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 03/10/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Ridgewood, NJ - Start Date 03/10/2025 - 160 HRS/MO 2. 03/10/2025 - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Ridgewood, NJ - Start Date 03/10/2025 - 160 HRS/MO 3. 03/10/2025 - Janus Realty Holdings, LLC - Real Estate Rental - INV REL - Ridgewood, NJ - Start Date 04/01/2018 - 6 HRS/MO 4. 03/10/2025 - Vesta Realty Holdings - Real Estate Rental - INV REL - Ridgewood, NJ - Start Date 05/01/2018 - 6 HRS/MO
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Antony Caradonna's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 31, 2025 - Present
ADVISORS CAPITAL MANAGEMENT, LLC
Office #1: 10 Wilsey Square Suite 200, Ridgewood, NJ 07450RIA
CRD#: 112266
Ridgewood, NJ
Past
March 31, 2025 - May 20, 2025
LPL ENTERPRISE, LLC
RIA
CRD#: 8733
PARAMUS, NJ
Past
March 18, 2025 - May 20, 2025
LPL ENTERPRISE, LLC
BD
CRD#: 8733
PARAMUS, NJ
Past
January 6, 2018 - April 2, 2018
B. RILEY SECURITIES, INC.
BD
CRD#: 25027
New York, NY
Past
January 3, 2011 - April 2, 2018
B. RILEY WEALTH MANAGEMENT
BD
CRD#: 2543
New York, NY
Past
August 1, 2000 - January 11, 2011
NEWEDGE USA, LLC
BD
CRD#: 36118
NEW YORK, NY
Past
July 1, 1998 - August 1, 2000
COWEN AND COMPANY
BD
CRD#: 7616
NEW YORK, NY
Past
February 5, 1998 - July 1, 1998
FINANCIAL SQUARE PARTNERS
BD
CRD#: 1541
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ADVISORS CAPITAL MANAGEMENT, LLC
ACM WEALTH | FOREFRONT WEALTH PLANNING AND ASSET MANAGEMENT | BRIDGEVIEW WEALTH | ADVISORS FINANCIAL CENTER, L.L.C. | ADVISORS CAPITAL MANAGMENT, LLC | ADVISORS CAPITAL MANAGEMENT, LLC
CRD#: 112266 / SEC#: 801-62058
RIA
Registered Investment Advisory firm - (5/16/2003 Approved)Connecticut
Registered Investment Advisory firm - (6/24/2003 Terminated)Florida
Registered Investment Advisory firm - (12/31/2002 Failure to Renew)Kentucky
Registered Investment Advisory firm - (6/16/2003 Terminated)New Jersey
Registered Investment Advisory firm - (6/18/2003 Terminated)New York
Registered Investment Advisory firm - (6/18/2003 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(10/31/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/17/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
AC
ADVISORS CAPITAL MANAGEMENT, LLC
ACM WEALTH | FOREFRONT WEALTH PLANNING AND ASSET MANAGEMENT | BRIDGEVIEW WEALTH | ADVISORS FINANCIAL CENTER, L.L.C. | ADVISORS CAPITAL MANAGMENT, LLC | ADVISORS CAPITAL MANAGEMENT, LLC
CRD#: 112266 / SEC#: 801-62058
RIA
Registered Investment Advisory firm - (5/16/2003 Approved)Connecticut
Registered Investment Advisory firm - (6/24/2003 Terminated)Florida
Registered Investment Advisory firm - (12/31/2002 Failure to Renew)Kentucky
Registered Investment Advisory firm - (6/16/2003 Terminated)New Jersey
Registered Investment Advisory firm - (6/18/2003 Terminated)New York
Registered Investment Advisory firm - (6/18/2003 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10 Wilsey Square Suite 200, Ridgewood, NJ 07450
Mailing Address
Phone number
(201) 447-3400
Established
Firm type
Fiscal year end
# of Employees
87
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,670 |
| AUM (Assets Under Management) | $ 9,470,063,452 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
