Rebecca L. Gadus

EXCELSIOR ADVISOR NETWORK LLC

FORT WORTH, TX

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CRD#: 2985073

Professional summary

Rebecca L Gadus, who also goes by Rebecca Gadus, is a registered financial advisor currently at EXCELSIOR ADVISOR NETWORK LLC located in Fort Worth, Texas and THE LEADERS GROUP, INC. located in Summit, New Jersey.

Rebecca is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Rebecca has worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rebecca Gadus

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) BV PRIVATE WEALTH - 8/15/25 - 801 Cherry Street, Ft Worth, TX 76102 - Partner/Investment Advisor, All duties, Invt Rel, Insurance business, 435 hrs/mo; 200 hrs/mo (during trading hours).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rebecca L Gadus's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 15, 2025 - Present

EXCELSIOR ADVISOR NETWORK LLC

RIA

CRD#: 334779

FORT WORTH, TX

Current

August 15, 2025 - Present

THE LEADERS GROUP, INC.

Office #1: 475 Springfield Ave, Summit, NJ 07901

CRD#: 37157

SUMMIT, NJ

Past

February 27, 2015 - August 25, 2025

ROBERT W. BAIRD & CO. INCORPORATED

RIA

CRD#: 8158

FORT WORTH, TX

Past

February 27, 2015 - August 25, 2025

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

FORT WORTH, TX

Past

May 28, 2004 - March 10, 2015

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

FT. WORTH, TX

Past

May 28, 2004 - March 10, 2015

UBS FINANCIAL SERVICES INC.

CRD#: 8174

FT. WORTH, TX

Past

April 20, 2001 - June 7, 2004

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

FORT WORTH, TX

Past

January 5, 2001 - June 7, 2004

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

October 26, 2000 - January 11, 2001

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EXCELSIOR ADVISOR NETWORK LLC

BV PRIVATE WEALTH | JOE HARDEE INVESTMENT MANAGEMENT LLC | EXCELSIOR WEALTH MANAGEMENT LLC | EXCELSIOR ADVISOR NETWORK LLC | EAGLE ROCK WEALTH MANAGEMENT

CRD#: 334779 / SEC#: 801-132014

RIA

Registered Investment Advisory firm - (3/4/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/15/2025)

Colorado
(8/15/2025)

Louisiana
(8/15/2025)

Oklahoma
(8/15/2025)

Texas
(8/15/2025)

IAR

Texas
(8/15/2025)

Utah
(8/15/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 3/30/2001

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/30/1999

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 9/16/2002

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 10/25/2000

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

EXCELSIOR ADVISOR NETWORK LLC

BV PRIVATE WEALTH | JOE HARDEE INVESTMENT MANAGEMENT LLC | EXCELSIOR WEALTH MANAGEMENT LLC | EXCELSIOR ADVISOR NETWORK LLC | EAGLE ROCK WEALTH MANAGEMENT

CRD#: 334779 / SEC#: 801-132014

RIA

Registered Investment Advisory firm - (3/4/2025 Approved)

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Contact information

Main Address

Denver, CO

Mailing Address

Po Box 6195, Denver, CO 80206

Phone number

(303) 351-6436

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (11/5/2025)

Regulatory assets under management

Total Number of Accounts	78
AUM (Assets Under Management)	$ 150,007,226

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Rebecca L. Gadus

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rebecca L Gadus's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE LEADERS GROUP, INC.

ROBERT W. BAIRD & CO. INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

EXCELSIOR ADVISOR NETWORK LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/30/2001

Series 65

Date: 12/30/1999

SIE

Date: 10/1/2018

Series 31

Date: 9/16/2002

Series 7

Date: 10/25/2000

FINRA

Current Firm

EXCELSIOR ADVISOR NETWORK LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EXCELSIOR ADVISOR NETWORK LLC

TRUST BUT VERIFY

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