Allen J. Latta

CAMPTON PRIVATE EQUITY ADVISORS

San Francisco, CA 94111

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CRD#: 2983463

Professional summary

Allen Jay Latta is a registered financial advisor currently at CAMPTON PRIVATE EQUITY ADVISORS located in San Francisco, California.

Allen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Allen has worked at 5 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Futterman Dupree Dodd Croley Maier LLP, San Francisco, CA; Not investment related; Law firm; Start Date: March 2014; Time spent: Approximately 20 to 100 hours a month; Position: independent contractor attorney; Duties: legal services to the firm. (2) Campton Private Equity Advisors, San Francisco, CA; Investment Related; State Registered Investment Advisory; Start Date: 09/2015; Position: Managing Director; Time Spent: 20 to 100 hours per month. (3) TFG Capital Partners, LLC., Pacific Palisades, CA, Business acts as placement agent for private equity funds and private companies. Senior Consultant, general consulting. 0-20 hours per month, Receive referral and consulting fees.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Allen Jay Latta's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 3, 2017 - Present

CAMPTON PRIVATE EQUITY ADVISORS

Office #1: 601 Montgomery Street Suite 1210, San Francisco, CA 94111

RIA

CRD#: 288085

San Francisco, CA

Past

September 10, 2018 - December 31, 2021

LIGHTPATH CAPITAL, INC

CRD#: 34617

SOUTHLAKE, TX

Past

January 17, 2014 - August 11, 2016

DISCERN SECURITIES, INC.

CRD#: 155854

SAN MATEO, CA

Past

February 25, 2000 - November 8, 2001

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

December 16, 1998 - February 11, 2000

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/3/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/6/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 1/30/2014

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 1/16/2014

General Securities Representative Examination

Current Firm

CAMPTON PRIVATE EQUITY ADVISORS

CAMPTON ADVISORS LLC | CAMPTON PRIVATE EQUITY ADVISORS

CRD#: 288085 / SEC#:

California

Registered Investment Advisory firm - (5/3/2017 Approved)

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Contact information

Main Address

601 Montgomery Street Suite 1210, San Francisco, CA 94111

Mailing Address

Phone number

(415) 644-5065

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Allen J. Latta

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Allen Jay Latta's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMPTON PRIVATE EQUITY ADVISORS

LIGHTPATH CAPITAL, INC

DISCERN SECURITIES, INC.

J.P. MORGAN SECURITIES LLC

CIBC WORLD MARKETS CORP.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/6/2018

SIE

Date: 10/1/2018

Series 79

Date: 1/30/2014

Series 7

Date: 1/16/2014

Current Firm

CAMPTON PRIVATE EQUITY ADVISORS

Contact information

Documents

Red Flags

Company Information

CAMPTON PRIVATE EQUITY ADVISORS

TRUST BUT VERIFY

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