DN
David M. Nuckols
WINNOW WEALTH
Waco, TX 76712
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CRD#: 2983397
DN
Professional summary
David Michael Nuckols is a registered financial advisor currently at WINNOW WEALTH, LLC located in Waco, Texas.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. David has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BROOKSTONE WEALTH ADVISORS, INC; INVESTMENT RELATED; 855 W. PRICE ROAD, SUITE 25, BROWNSVILLE, TX 78520; INVESTMENT ADVISORY SERVICES; STARTED 10/2019; OCCUPIES 10% OF ADVISORS TIME EACH MONTH. ASCENSION FINANCIAL GROUP, LLC; NON INVESTMENT RELATED; 135 PASEO DEL PRADO, SUITE 62, EDINBURG, TX 78539; REAL ESTATE; PARTIAL OWNER; STARTED 01/2000; 0 HOURS/MONTH DEVOTED; RESPONSIBLE FOR PAYING PROPERTY TAXES AND SIGNING PROPERTY RELATED DOCUMENTATION. HAYNIE & COMPANY; NON INVESTMENT RELATED; 855 W. PRICE ROAD, SUITE 25, BROWNSVILLE, TX 78520; TAX PREPARATION/ACCOUNTING; PARTNER; STARTED 12/2019; 150 HOURS/MONTH DEVOTED; ALL HOURS DEVOTED DURING SECURITIES TRADING HOURS; OFFER TAX PLANNING AND ACCOUNTING SERVICES. Independent Licensed Insurance Agent through various carriers. Investment related; 855 W. PRICE ROAD, SUITE 25, BROWNSVILLE, TX 78520; Start Date: 01/2020. Selling various insurance policies: Life, Long-Term Care, Disability, Annuity. Approximately 10 hrs/ month all during trading.
CRS (Client Relationship Summary) - RIA
Click below to view David Michael Nuckols's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 20, 2022 - Present
WINNOW WEALTH, LLC
Office #1: 200 W. Hwy 6 Suite 330, Waco, TX 76712RIA
CRD#: 317181
Waco, TX
Past
October 31, 2019 - October 21, 2025
BROOKSTONE WEALTH ADVISORS, LLC
RIA
CRD#: 137658
BROWNSVILLE, TX
Past
May 3, 1999 - October 30, 2019
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
BROWNSVILLE, TX
Past
May 3, 1999 - October 30, 2019
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
EDINBURG, TX
Past
March 19, 1999 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Past
May 17, 1998 - December 31, 1998
DOMINION INVESTOR SERVICES, INC.
BD
CRD#: 21548
MARBLE FALLS, TX
Past
January 21, 1998 - May 5, 1998
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WW
WINNOW WEALTH, LLC
WINNOW WEALTH, LLC
CRD#: 317181 / SEC#: 801-130201
RIA
Registered Investment Advisory firm - (5/8/2024 Approved)Texas
Registered Investment Advisory firm - (5/14/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(1/20/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WW
WINNOW WEALTH, LLC
WINNOW WEALTH, LLC
CRD#: 317181 / SEC#: 801-130201
RIA
Registered Investment Advisory firm - (5/8/2024 Approved)Texas
Registered Investment Advisory firm - (5/14/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
200 W. Hwy 6 Suite 330, Waco, TX 76712
Mailing Address
Phone number
(254) 776-8400
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 370 |
| AUM (Assets Under Management) | $ 123,000,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
