MZ
Miguel D. Zarraga
NETWORK 1 FINANCIAL ADVISORS
RED BANK, NJ 07701
Some features on this profile are disabled
CRD#: 2983023
MZ
Professional summary
Miguel De Leon Zarraga JR, who also goes by Mike Zarraga Jr, Mike Zarraga, is a registered financial advisor currently at NETWORK 1 FINANCIAL ADVISORS INC. located in Red Bank, New Jersey and NETWORK 1 FINANCIAL SECURITIES INC. located in Red Bank, New Jersey.
Miguel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Miguel has worked at 2 firms and has passed the Series 66, Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mike Zarraga Jr | Mike Zarraga
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA#1: NETWORK 1 FINANCIAL ADVISORS, INC. - INVESTMENT RELATED. 2 BRIDGE AVE STE 241 RED BANK NJ 07701 INVESTMENT RELATED INVESTMENT ADVISOR REP - NATURE OF OBA: MONEY MANAGER FOR PROPRIETARY TRADING STRATEGY. START DATE OF RELATIONSHIP: 06/02/98 50 HOURS MONTH/ 50 HOURS MONTHLY DURING TRADING HOURS DUTIES: MONEY MANAGER FOR PROPRIETARY TRADING STRATEGY. OBA#2: NETWORK 1 FINANCIAL ASSURANCE, CORP 2 BRIDGE AVE. STE 241 RED BANK, NJ 07701 INVESTMENT RELATED NATURE OF OBA: LIFE, HEALTH AND VARIABLE PRODUCTS POSITION: INVESTMENT AGENT. START DATE: 5/5/98. APPROX NUMBER OF HOURS PER MONTH: 10. NUMBER HOURS DEVOTED DURING TRADING HOURS: 10. DUTIES: SELL AND SERVICE LIFE, HEALTH AND VARIABLE PRODUCTS OBA#3: ACCESS INTERNATIONAL GROUP 605 DUTCHMAN'S LANE EASTON MD 21601.NON SECURITIES RELATED.NATURE OF OBA: BUSINESS CONSULTING . POSITION: PRESIDENT. START DATE: 04/01/1995 NUMBER OF HOURS PER MONTH: ONE. DUTIES: BUSINESS CONSULTING OBA #4: SECURITY LIFE INSURANCE CO., RED CIRCLE DRIVE, MINNETONKA, MN. NON-INVESTMENT RELATED. NATURE OF BUSINESS: INSURANCE. POSITION: SALES ASSOCIATE. START DATE: 6/26/2015. NO HOURS DURING NORMAL TRADING HOURS DEVOTED. DUTIES: INCIDENTAL VISION INSURANCE SALES. OBA #5: Ritter Insurance Marketing, 2600 Commerce Drive, Harrisburg, PA 17110. Non-Investment Related. Start date: 8/24/2017. Position: Referral Agent. Duties: Refer Medicare Insurance clients. No time devoted to OBA during trading hours. Zero to 2 hours devoted to OBA during non-trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Miguel De Leon Zarraga JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2003 - Present
NETWORK 1 FINANCIAL ADVISORS INC.
Office #1: 2 Bridge Ave Bldg 2 - 4 Fl, Red Bank, NJ 07701RIA
CRD#: 121239
RED BANK, NJ
Current
January 2, 1998 - Present
NETWORK 1 FINANCIAL SECURITIES INC.
Office #1: The Galleria Penthouse, Building 2 Suite 241 2 Bridge Avenue, Red Bank, NJ, 07701BD
CRD#: 13577
Red Bank, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/4/1998)
RR
Delaware(2/6/1998)
RR
Florida(1/28/1998)
RR
Georgia(4/14/2004)
RR
Maryland(1/29/1998)
RR
New Jersey(1/16/1998)
IAR
New Jersey(3/21/2003)
RR
New York(2/6/1998)
RR
Pennsylvania(8/13/2024)
RR
South Carolina(6/27/2024)
RR
Texas(8/28/2015)
RR
Virginia(2/5/1998)
RR
Washington(4/14/2004)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
N1
NETWORK 1 FINANCIAL ADVISORS INC.
NETWORK 1 FINANCIAL ADVISORS INC.
CRD#: 121239 / SEC#:
Colorado
Registered Investment Advisory firm - (4/18/2016 Terminated)Connecticut
Registered Investment Advisory firm - (9/29/2003 Approved)Florida
Registered Investment Advisory firm - (5/30/2003 Approved)Georgia
Registered Investment Advisory firm - (1/8/2003 Approved)Louisiana
Registered Investment Advisory firm - (8/26/2024 Approved)New Jersey
Registered Investment Advisory firm - (11/10/1998 Approved)New York
Registered Investment Advisory firm - (6/16/2003 Approved)North Carolina
Registered Investment Advisory firm - (9/15/2015 Approved)Oregon
Registered Investment Advisory firm - (11/9/2004 Approved)Pennsylvania
Registered Investment Advisory firm - (3/11/2003 Approved)Texas
Registered Investment Advisory firm - (8/31/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2 Bridge Ave Suite 241, Red Bank, NJ 07701
Mailing Address
Phone number
(732) 758-9001
Established
Firm type
Fiscal year end
# of Employees
2,411
Regulatory assets under management
| Total Number of Accounts | 80 |
| AUM (Assets Under Management) | $ 40,940,154 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
