JB
John E. Brillantes
INSPEREX LLC
Delray Beach, FL 33483
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CRD#: 2982453
JB
Professional summary
John Eric Brillantes is a registered financial professional currently at INSPEREX LLC located in Delray Beach, Florida.
John is registered as a RR (Registered Representative) and started their career in finance in 1998. John has worked at 6 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view John Eric Brillantes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 8, 2021 - Present
INSPEREX LLC
Office #1: 25 Se 4th Avenue Suite 400, Delray Beach, FL 33483BD
CRD#: 101420
Delray Beach, FL
Past
July 17, 2018 - December 3, 2021
MERRION INVESTMENT MANAGEMENT CO, LLC
RIA
CRD#: 139143
WESTFIELD, NJ
Past
April 20, 2006 - December 3, 2021
MERRION SECURITIES, LLC
BD
CRD#: 30145
WESTFIELD, NJ
Past
July 10, 2002 - April 12, 2006
PALI CAPITAL, INC.
BD
CRD#: 117783
NEW YORK, NY
Past
January 7, 2000 - July 10, 2002
BANC OF AMERICA SECURITIES LLC
BD
CRD#: 26091
NEW YORK, NY
Past
June 25, 1998 - January 6, 2000
DEUTSCHE BANK SECURITIES INC.
BD
CRD#: 2525
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/8/2021)
RR
Alaska(12/8/2021)
RR
Arizona(12/8/2021)
RR
Arkansas(12/8/2021)
RR
California(12/8/2021)
RR
Colorado(12/8/2021)
RR
Connecticut(12/8/2021)
RR
Delaware(12/8/2021)
RR
District of Columbia(12/8/2021)
RR
Florida(12/8/2021)
RR
Georgia(12/8/2021)
RR
Hawaii(12/8/2021)
RR
Idaho(12/8/2021)
RR
Illinois(12/8/2021)
RR
Indiana(12/8/2021)
RR
Iowa(12/8/2021)
RR
Kansas(12/8/2021)
RR
Kentucky(12/8/2021)
RR
Louisiana(12/8/2021)
RR
Maine(12/8/2021)
RR
Maryland(12/8/2021)
RR
Massachusetts(12/8/2021)
RR
Michigan(12/8/2021)
RR
Minnesota(12/8/2021)
RR
Mississippi(12/8/2021)
RR
Missouri(12/8/2021)
RR
Montana(12/8/2021)
RR
Nebraska(12/8/2021)
RR
Nevada(12/8/2021)
RR
New Hampshire(12/8/2021)
RR
New Jersey(12/8/2021)
RR
New Mexico(12/8/2021)
RR
New York(12/8/2021)
RR
North Carolina(12/8/2021)
RR
North Dakota(12/8/2021)
RR
Ohio(12/9/2021)
RR
Oklahoma(12/8/2021)
RR
Oregon(12/8/2021)
RR
Pennsylvania(12/8/2021)
RR
Puerto Rico(12/8/2021)
RR
Rhode Island(12/8/2021)
RR
South Carolina(12/8/2021)
RR
South Dakota(12/8/2021)
RR
Tennessee(12/8/2021)
RR
Texas(12/8/2021)
RR
Utah(12/8/2021)
RR
Vermont(12/8/2021)
RR
Virgin Islands(12/8/2021)
RR
Virginia(12/8/2021)
RR
Washington(12/8/2021)
RR
West Virginia(12/8/2021)
RR
Wisconsin(12/8/2021)
RR
Wyoming(12/8/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 3/31/2000
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
IL
INSPEREX LLC
INCAPITAL | INTEGRATED INVESTMENTS, L.L.C. | INTEGRATED CAPITAL, LLC | INSPEREX LLC | INSPEREX | INCAPITAL, LLC | INCAPITAL LLC
CRD#: 101420 / SEC#: , 8-52081
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
25 Se 4th Avenue Suite 400, Delray Beach, FL 33483
Mailing Address
233 South Wacker Drive Suite 4400, Chicago, IL 60606
Phone number
(312) 379-3700
Established
Delaware since 09/01/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INSPEREX HOLDINGS LLC | MEMBER: VOTING | |
| BUSSCHER, ARNOLD BRADLEY | CHIEF ADMINSTRATIVE OFFICER AND GENERAL COUNSEL | 2213934 |
| CARRELS, CHRISTINE ANN | CHIEF MARKETING OFFICER | 6651750 |
| DEEG, ADITI DAVARE | CHIEF FINANCIAL OFFICER; PRINCIPAL FINANCIAL OFFICER; PRINCIPAL OPERATIONS OFFICER; FIN/OP | 4279152 |
| ELLIOTT, LAURA SUE | PRESIDENT | 2125558 |
| MITCHELL, SCOTT ALEXANDER | CHIEF EXECUTIVE OFFICER | 4717597 |
| NICHOLSON, MARSHALL ALLEN | HEAD OF STRATEGIC INITIATIVES | 4585471 |
| PAPAGIANNIS, JAMES JOHN | CHIEF COMPLIANCE OFFICER & AMLCO | 2449960 |
| RHODES, DERYK TREVOR | HEAD OF WEALTH MANAGEMENT SOLUTIONS | 4157411 |
| TOLAR, JOHN M | HEAD OF FIXED INCOME SALES & TRADING | 3075402 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INSPEREX LLC
CRD#: 101420Delray Beach, FL 33483TRUST BUT VERIFY
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