William K. Dillingham
Professional summary
William Kemp Dillingham, who also goes by Bill Dillingham, William K Dillingham, is a registered financial professional currently at SAYBRUS EQUITY SERVICES, LLC located in Camas, Washington.
William is registered as a RR (Registered Representative) and started their career in finance in 1999. William has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Kemp Dillingham's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 6, 2023 - Present
SAYBRUS EQUITY SERVICES, LLC
March 24, 2020 - July 5, 2023
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
January 3, 2013 - March 31, 2020
PRUCO SECURITIES, LLC.
June 6, 2008 - January 3, 2013
HIMCO DISTRIBUTION SERVICES COMPANY
May 26, 1999 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
May 26, 1999 - December 3, 2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/6/2023)
(7/6/2023)
Exams
FINRA
Current Firm
SAYBRUS EQUITY SERVICES, LLC
CRD#: 153319 / SEC#: , 8-68521
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAYBRUS HOLDINGS, LLC | PARENT COMPANY | |
| ALI, AZIZ | VICE PRESIDENT | 5030560 |
| CASSIDY, EDWARD WILLIAM JR | EXEC. VP / INTERNAL DIRECTOR | 1606787 |
| COSTENBADER, WALTER RUSSELL | FINOP | 1828345 |
| HALPERIN, JEFFREY PAUL | INTERNAL DIRECTOR | 2899327 |
| LOWE, MOIRA CRONAN | PRESIDENT / CEO / INTERNAL DIRECTOR | 4076427 |
| MOORE, GIDEON CLOYES | CHIEF LEGAL OFFICER | 7011735 |
| SADOWSKI, ADAM MARK | ASSISTANT VICE PRESIDENT | 4578505 |
| SIINO, KATHERINE MARY | AVP & CHIEF COMPLIANCE OFFICER | 1666402 |
| TOMKO, CHRISTINE | CFO, PFO, POO | 6989991 |
| VIETRI, MICHAEL JOSEPH | INTERNAL DIRECTOR | 1068983 |
Red Flags
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