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Stuart Oltchick

STUART PORTFOLIO CONSULTANTS, L.P.
New York, NY 10017
Some features on this profile are disabled
CRD#: 2981824
SO

Professional summary


Stuart Oltchick is a registered financial professional currently at STUART PORTFOLIO CONSULTANTS, L.P. located in New York, New York.

Stuart is registered as a RR (Registered Representative) and started their career in finance in 1998. Stuart has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 3, Series 14 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Stuart Oltchick's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 16, 1998 - Present

STUART PORTFOLIO CONSULTANTS, L.P.

Office #1: 575 Fifth Avenue 14th Floor, New York, NY 10017Office #2: 575 Fifth Avenue 14th Floor, New York, NY 10017
BD
CRD#: 44487
New York, NY
Past

January 16, 1998 - July 2, 1998

NORTHEAST SECURITIES, LLC

BD
CRD#: 25996
MITCHELFIELD, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(2/27/1998)
RR
Ohio
(7/21/2005)
RR
Texas
(5/6/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 1/21/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 3
Date: 11/18/1997
National Commodity Futures Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


SP
STUART PORTFOLIO CONSULTANTS, L.P.
STUART PORTFOLIO CONSULTANTS, L.P.

CRD#: 44487 / SEC#: , 8-50721

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
575 Fifth Avenue 14th Floor, New York, NY 10017
Mailing Address
575 Fifth Avenue 14th Floor, New York, NY 10017
Phone number
(212) 360-7500
Established
Delaware since 01/28/1998
Firm type
Partnership
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
STUART OLTCHICK VERNON BOULEVARD TRUSTLIMITED PARTNER
OLTCHICK, AMY LEELIMITED PARTNER2991679
OLTCHICK, PETER JAYLIMITED PARTNER2991681
COHEN, EDWARD BARRYCFO/FINOP1029283
OLTCHICK, STUARTPRESIDENT/CEO/CCO2981824
STUART PORTFOLIO CONSULTANTS LLC1% OWNER/GENERAL PARTNER

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


STUART PORTFOLIO CONSULTANTS, L.P.

CRD#: 44487New York, NY 10017

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