FS
Fernando J. Shipley
STATE FARM INVESTMENT MANAGEMENT
Globe, AZ 85501
Some features on this profile are disabled
CRD#: 2981366
FS
Professional summary
Fernando Jose Shipley, who also goes by Fernando Munguia, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Globe, Arizona and STATE FARM VP MANAGEMENT CORP. located in Dunwoody, Georgia.
Fernando is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Fernando has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Fernando Munguia
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) COBRE VALLEY REGIONAL MEDICAL CENTER, NON INVESTMENT-RELATED; 5880 N HOSPITAL DR, GLOBE, AZ, 85501; NON PROFIT HOSPITAL; TREASURER-DIRECTOR (0%); 4-1-2004; 8 HRS/MTH; 1 HRS DURING SECURITIES TRADING; MEETS WIHT THE CEO & CFO AND REVIEWS THE FINANCES OF HOSPITAL, CHAIRES THE FINANCE COMMITTEE MEETINGS AND REPORTS FINANCES TO THE BOARD. RECOMMENDS CAPITOL EXPENDITURES. 2) FIRST THINGS FIRST, NON INVESTMENT-RELATED; 4000 N CENTRAL AVE STE 800, PHOENIX, AZ, 85012; GOVERNMENT ENTITY; DIRECTOR (0%); 6-11-2013; 4 HRS/MTH; 4 HRS DURING SECURITIES TRADING; STATE OF AZ CIGERETTE SALES TAX IS DEDICATED TO EARLY CHILDHOOD DEVELOPMENT, THERE ARE 31 COUNCILS RECEIVING A PORTION TO IMPROVE/ENHANCE/CREATE EARLY CHILDHOOD DEVELOPMENT OPPORTUNITIES. 3) Cobre Valley Youth Club; NON-INVESTMENT RELATED; 2140 E Ash St, Globe, AZ 85501; Boys and Girls club changed their name to Cobre Valley Youth Club, We operate very similar with similar programs. ; officer; 0%; 8/1/12; BOARD'S PRIMARY DUTY IS TO RAISE FUNDS AND ACT AS AMBASSADORS ON BEHALF OF THE GLOBE BOYS AND GIRLS CLUB; 12 HRS/MO; 3 HRS/MO. 4) City of Globe, non investment related, 150 N Pine St. Globe AZ 85501, Municipality, elected official, 08-23-2018, Salary, Member of a Finance Committee , I am seeking to be a candidate for the City of Globe. Would be responsible to make decisions in the operation of city business, 10hr/mo 2hr/mo, 5) Fernando Shipley's Insurance Agency; Insurance Agency; Investment-related; 1400 N Broad St Globe, AZ 85501-2733; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 10/1/1999; 80; 80; Service customers and supervise employees
CRS (Client Relationship Summary) - RIA
Click below to view Fernando Jose Shipley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 10, 2025 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 1400 N Broad St., Globe, AZ 85501RIA
CRD#: 3487
Globe, AZ
Current
March 11, 1998 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 237 Perimeter Center Pkwy Ne, Dunwoody, GA 30346BD
CRD#: 43036
Dunwoody, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/28/1999)
IAR
Arizona(9/10/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
