Patricia Hernandez
Professional summary
Patricia Hernandez, who also goes by Patty Hernandez, Patricia Khamis, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Greenville, South Carolina and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Patricia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Patricia has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Patricia Hernandez's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 10, 2026 - Present
EMPOWER ADVISORY GROUP, LLC
November 25, 2019 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111August 30, 2018 - December 4, 2018
LPL FINANCIAL LLC
June 14, 2013 - August 21, 2018
COREBRIDGE CAPITAL SERVICES, INC.
May 18, 2011 - May 17, 2013
CROWELL, WEEDON & CO.
March 17, 2011 - May 17, 2013
CROWELL, WEEDON & CO.
October 20, 2010 - February 3, 2011
SECURITIES AMERICA, INC.
July 1, 2009 - October 18, 2010
LPL FINANCIAL LLC
February 3, 2009 - July 6, 2009
PRINCIPAL SECURITIES, INC.
June 14, 2005 - August 29, 2008
JOHN HANCOCK DISTRIBUTORS LLC
December 11, 2004 - May 9, 2005
METLIFE INVESTORS DISTRIBUTION COMPANY
March 7, 2003 - December 11, 2004
METLIFE INVESTORS DISTRIBUTION COMPANY
June 17, 1999 - February 7, 2003
EQUITABLE DISTRIBUTORS, LLC
December 22, 1997 - June 14, 1999
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/26/2026 | ||
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
