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RB

Ryan F. Barradas

THE LEADERS GROUP
SUMMIT, NJ 07901
Some features on this profile are disabled
CRD#: 2979630
RB

Professional summary


Ryan Francis Barradas, who also goes by Ryan F Barradas, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.

Ryan is registered as a RR (Registered Representative) and started their career in finance in 1997. Ryan has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Ryan F Barradas

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: WealthPoint, LLC Investment Related: Yes Address: 2398 E Camelback Road, Suite 320 Phoenix AZ 85016 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Managing Partner Start Date: 4/12/2010 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Manage day-to-day operations, recruit new advisers, market to centers of influence and new prospective clients. Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 2398 E. Camelback Rd. Ste. 320 Phoenix AZ 85016 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Managing Partner Start Date: 2/1/2018 Hours per month: 51% - 60% (81 - 96 hours) Hours per month during trading hours: 51% - 60% (71 - 84 hours) Duties: Helping clients with their financial situation Business Name: Partners Financial Investment Related: No Address: 2398 E Camelback Rd, Suite 320 Phoenix AZ 85016 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Advisory Board Member Start Date: 12/1/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Governance of PF and Member Firm related issues Business Name: PARTNERS PERSONAL RISK VENTURE POSITION: Member NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/18/2024 ADDRESS: 1250 Capital of TX Hwy S, Building 2, Suite 600, Austin TX 78746, United States DESCRIPTION: Make introductions to personal lines clients

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Ryan Francis Barradas's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 18, 2025 - Present

THE LEADERS GROUP, INC.

Office #1: 475 Springfield Ave, Summit, NJ 07901
BD
CRD#: 37157
SUMMIT, NJ
Past

February 1, 2018 - February 18, 2025

KESTRA ADVISORY SERVICES, LLC

RIA
CRD#: 283330
PHOENIX, AZ
Past

February 1, 2018 - February 18, 2025

KESTRA INVESTMENT SERVICES, LLC

BD
CRD#: 42046
PHOENIX, AZ
Past

December 14, 2004 - February 1, 2018

M HOLDINGS SECURITIES, INC.

RIA
CRD#: 43285
PHOENIX, AZ
Past

December 8, 2004 - February 1, 2018

M HOLDINGS SECURITIES, INC.

BD
CRD#: 43285
PHOENIX, AZ
Past

February 11, 2002 - November 24, 2004

EAGLE STRATEGIES LLC

RIA
CRD#: 110826
SCOTTSDALE, AZ
Past

February 9, 1998 - November 24, 2004

NYLIFE SECURITIES LLC

BD
CRD#: 5167
NEW YORK, NY
Past

December 15, 1997 - January 28, 1998

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
BOSTON, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(2/18/2025)
RR
California
(2/18/2025)
RR
Colorado
(2/18/2025)
RR
District of Columbia
(2/18/2025)
RR
Georgia
(2/18/2025)
RR
Kansas
(2/18/2025)
RR
Nevada
(2/18/2025)
RR
New Jersey
(2/18/2025)
RR
New Mexico
(2/18/2025)
RR
New York
(2/18/2025)
RR
North Carolina
(2/20/2025)
RR
Oklahoma
(2/18/2025)
RR
Pennsylvania
(2/18/2025)
RR
South Carolina
(2/18/2025)
RR
Texas
(2/18/2025)
RR
Utah
(2/18/2025)
RR
Washington
(2/18/2025)
RR
Wyoming
(2/18/2025)

Exams


State Security Law Exam
IAR
Series 65
Date: 1/7/2002
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


TL
THE LEADERS GROUP, INC.
SIMPLICITY INVESTMENTS | THE LEADERS GROUP, INC. | THE LEADERS GROUP

CRD#: 37157 / SEC#: , 8-47639

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information


Main Address
475 Springfield Ave, Summit, NJ 07901
Mailing Address
475 Springfield Ave Suite 1, Summit, NJ 07901
Phone number
(303) 797-9080
Established
Delaware since 07/14/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
SIMPLICITY FINANCIAL MARKETING HOLDINGS, INC.SHAREHOLDER
PETERS, ROBERT WILLIAMFINOP1704577
RILEY, ZORAH JANECHIEF COMPLIANCE OFFICER3015509
WICKERSHAM, SEAN DAVIDPRESIDENT4994630

Disclosures


Regulatory Event4

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


THE LEADERS GROUP, INC.

CRD#: 37157Summit, NJ 07901

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