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Ryan Francis Barradas

THE LEADERS GROUP
SUMMIT, NJ
·CRD# 2979630·28 years experience

Professional Summary

Ryan Francis Barradas, who also goes by Ryan F Barradas, is a registered financial advisor currently at THE LEADERS GROUP, INC. located in Summit, New Jersey. Ryan is registered as a RR (Registered Representative) and started their career in finance in 1997. Ryan has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ryan F Barradas

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

THE LEADERS GROUP, INC.·CRD# 37157
BD
475 Springfield Ave, Summit, NJ 07901
February 18, 2025 - Present
KESTRA ADVISORY SERVICES, LLC·CRD# 283330
RIA
Phoenix, AZ
February 1, 2018 - February 18, 2025
KESTRA INVESTMENT SERVICES, LLC·CRD# 42046
BD
Phoenix, AZ
February 1, 2018 - February 18, 2025
M HOLDINGS SECURITIES, INC.·CRD# 43285
RIA
Phoenix, AZ
December 14, 2004 - February 1, 2018
M HOLDINGS SECURITIES, INC.·CRD# 43285
BD
Phoenix, AZ
December 8, 2004 - February 1, 2018
EAGLE STRATEGIES LLC·CRD# 110826
RIA
Scottsdale, AZ
February 11, 2002 - November 24, 2004
NYLIFE SECURITIES LLC·CRD# 5167
BD
New York, NY
February 9, 1998 - November 24, 2004
SIGNATOR INVESTORS, INC.·CRD# 468
BD
Boston, MA
December 15, 1997 - January 28, 1998

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Current Firm

TL
THE LEADERS GROUP, INC.

SIMPLICITY INVESTMENTS | THE LEADERS GROUP, INC. | THE LEADERS GROUP | SIMPLICITY INVESTMENTS, INC.

CRD#: 37157 / SEC#: 8-47639
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

475 Springfield Ave, Summit, NJ 07901

Mailing Address

475 Springfield Ave Suite 1, Summit, NJ 07901

Phone Number

(303) 797-9080

Established

Delaware since 07/14/1994

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SIMPLICITY FINANCIAL MARKETING HOLDINGS, INC.SHAREHOLDER—
PETERS, ROBERT WILLIAMFINOP1704577
RILEY, ZORAH JANECHIEF COMPLIANCE OFFICER3015509
WICKERSHAM, SEAN DAVIDPRESIDENT4994630

Disclosures

Regulatory Event

4

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Name: WealthPoint, LLC Investment Related: Yes Address: 2398 E Camelback Road, Suite 320 Phoenix AZ 85016 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Managing Partner Start Date: 4/12/2010 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Manage day-to-day operations, recruit new advisers, market to centers of influence and new prospective clients. Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 2398 E. Camelback Rd. Ste. 320 Phoenix AZ 85016 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Managing Partner Start Date: 2/1/2018 Hours per month: 51% - 60% (81 - 96 hours) Hours per month during trading hours: 51% - 60% (71 - 84 hours) Duties: Helping clients with their financial situation Business Name: Partners Financial Investment Related: No Address: 2398 E Camelback Rd, Suite 320 Phoenix AZ 85016 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Advisory Board Member Start Date: 12/1/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Governance of PF and Member Firm related issues Business Name: PARTNERS PERSONAL RISK VENTURE POSITION: Member NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/18/2024 ADDRESS: 1250 Capital of TX Hwy S, Building 2, Suite 600, Austin TX 78746, United States DESCRIPTION: Make introductions to personal lines clients

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(2/18/2025)
RR
California
(2/18/2025)
RR
Colorado
(2/18/2025)
RR
District of Columbia
(2/18/2025)
RR
Georgia
(2/18/2025)
RR
Illinois
(10/8/2026)
RR
Kansas
(2/18/2025)
RR
Michigan
(10/16/2026)
RR
Nevada
(2/18/2025)
RR
New Jersey
(2/18/2025)
RR
New Mexico
(2/18/2025)
RR
New York
(2/18/2025)
RR
North Carolina
(2/20/2025)
RR
Oklahoma
(2/18/2025)
RR
Pennsylvania
(2/18/2025)
RR
South Carolina
(2/18/2025)
RR
Texas
(2/18/2025)
RR
Utah
(2/18/2025)
RR
Washington
(2/18/2025)
RR
Wyoming
(2/18/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 2002About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1998About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Dec 1997About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Ryan Francis Barradas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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