William J. Zelasko
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William James Zelasko, who also goes by Bill Zelasko, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1998. William had worked at 7 firms and has passed the Series 63, SIE, Series 6, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 8, 2015 - August 27, 2015
FORESTERS FINANCIAL SERVICES, INC.
September 12, 2011 - July 6, 2012
BROKER DEALER FINANCIAL SERVICES CORP.
June 30, 2010 - October 14, 2010
WADDELL & REED
September 10, 2009 - March 25, 2010
NUNAMI SERVICES, LLC.
June 4, 2002 - May 1, 2008
AXOS CLEARING LLC
July 1, 1999 - October 18, 2002
KFS BD, INC.
January 3, 1998 - June 9, 1999
FIRST OPTIONS OF CHICAGO, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESTERS FINANCIAL SERVICES, INC.
CRD#: 305 / SEC#: , 8-13891
Contact information
Documents
Disclosures
| Regulatory Event | 34 |
| Civil Event | 3 |
| Arbitration | 18 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
