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Shelonda Carruthers

JPMORGAN DISTRIBUTION SERVICES
Columbus, OH 43240
Some features on this profile are disabled
CRD#: 2978948
SC

Professional summary

Shelonda Carruthers is a registered financial professional currently at JPMORGAN DISTRIBUTION SERVICES, INC. located in Columbus, Ohio.

Shelonda is registered as a RR (Registered Representative) and started their career in finance in 2000. Shelonda has worked at 4 firms and has passed the Series 66, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Shelonda Carruthers's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 12, 2012 - Present

JPMORGAN DISTRIBUTION SERVICES, INC.

Office #1: 1111 Polaris Pkwy, Columbus, OH 43240
BD
CRD#: 104234
Columbus, OH
Past

October 1, 2012 - November 7, 2012

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
COLUMBUS, OH
Past

October 1, 2012 - November 7, 2012

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
COLUMBUS, OH
Past

December 4, 2007 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
COLUMBUS, OH
Past

December 3, 2007 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
COLUMBUS, OH
Past

February 19, 2002 - November 30, 2007

JPMORGAN DISTRIBUTION SERVICES, INC.

BD
CRD#: 104234
COLUMBUS, OH
Past

July 6, 2000 - February 19, 2002

BANC ONE SECURITIES CORPORATION

BD
CRD#: 16999
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/19/2002
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/29/2001
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/5/2000
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/29/2007
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

JD
JPMORGAN DISTRIBUTION SERVICES, INC.
JPMORGAN DISTRIBUTION SERVICES, INC. | ONE GROUP DEALER SERVICES, INC.

CRD#: 104234 / SEC#: , 8-52700

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
1111 Polaris Parkway, Columbus, OH 43240
Mailing Address
1111 Polaris Parkway Mail Code: Oh1-0004, Columbus, OH 43240
Phone number
(201) 595-1958
Established
Delaware since 10/25/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
JPMORGAN ASSET MANAGEMENT HOLDINGS INC.STOCKHOLDER
BARTA, WENDY KAYPRESIDENT AND DIRECTOR2855534
KLOZA, KEVINCHIEF COMPLIANCE OFFICER2188958
LEKSTUTIS, CARMINECHIEF LEGAL OFFICER6990745
LISHER, ANDREADIRECTOR4493750
MACHULSKI, MICHAEL RICHARDPRINCIPAL FINANCIAL AND OPERATIONS OFFICER AND DIRECTOR4726972
SANZONE, JOSEPH FRANKDIRECTOR6581797

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JPMORGAN DISTRIBUTION SERVICES, INC.

CRD#: 104234Columbus, OH 43240

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